Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00801 | 01/30/2024 | Claimant(s): Annella Dixon Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Tracy L. Allen, Gary P. Price, F. Bradford Johnson Hearing Site: Indianapolis, IN |  | $0 |
| 22-02893 | 01/17/2024 | Claimant(s): Daniel Walter Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Richard W. Dissen Hearing Site: Buffalo, NY | | Expungement |
| 22-01995 | 01/11/2024 | Claimant(s): Ivan Goldstein Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawson R. Graves Arbitrator(s): Nofrey Matthew Fornaro, Sidney Seligman, Richard Gendler Hearing Site: Boca Raton, FL | | Expungement |
| 22-01055 | 07/03/2023 | Claimant(s): Paul Mattera Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Edward Jones Respondent Lawyers(s): Charles E. Raynal Arbitrator(s): Patricia Ann Tracey Hearing Site: Raleigh, NC | | Expungement |
| 21-02360 | 05/25/2023 | Claimant(s): Emily Aronson Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Stephen Robert Tiernay Hearing Site: Boca Raton, FL | | Expungement |
| 21-02928 | 03/02/2023 | Claimant(s): Donald Tetrault Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Mark C Watler, Alan M. Holzberg, Charles John McBride Hearing Site: Houston, TX | | Dismissed by Rule 12206 |
| 21-01769 | 02/10/2023 | Claimant(s): Jesse Vos Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Gary M. Saretsky Arbitrator(s): Barry Goldman, Betty Rankin Widgeon, Mark Gregory Brackon Hearing Site: Detroit, MI | | Expungement |
| 21-02475 | 10/19/2022 | Claimant(s): Devon Grandbois Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Edward Jones Respondent Lawyers(s): Michael J. Steinlage Arbitrator(s): Jonathan B. Gilbert Hearing Site: Minneapolis, MN | | Expungement |
| 22-00081 | 10/17/2022 | Claimant(s): Karen Binder Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Samuel E. Cohen Arbitrator(s): Jim Geiger, Michael J. Henke, Donita M. King Hearing Site: Richmond, VA | | Expungement |
| 19-03520 | 05/04/2022 | Claimant(s): Abbas Azimi Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Herbert Liberman, Kevin K. Forrester, Randall B Christison Hearing Site: San Diego, CA | | Expungement |