| 10-05301 | 07/16/2012 | Claimant(s): William Leathers
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Richard Scherer, Edward Jones
Respondent Lawyers(s): Christopher H. Tovar
Arbitrator(s): Robert J. Scafuri, John R. Main, James L. Karpen
Hearing Site: Detroit, MI
|  | $0 |
| 11-01229 | 06/27/2012 | Claimant(s): David Yamamoto, Mary Yamamoto
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Elaine Sikorski, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $150 |
| 09-05626 | 04/02/2012 | Claimant(s): Eileen Boutin
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wachovia Securities, Donald Van De Steene
Respondent Lawyers(s): Brian Witus, Stuart H. Deming
Arbitrator(s): Timothy J. Currier, Barry Goldman, Lawrence George Kloth
Hearing Site: Detroit, MI
| | $50,000 |
| 10-00894 | 02/28/2012 | Claimant(s): David Gipson
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): John Sykes, Kirk Kubach, Mary Kennemur, Paul Chuzi, Paul Richardson, Jhs Capital Advisors., Pointe Capital
Respondent Lawyers(s): Scott T. Seabolt
Arbitrator(s): Joseph R. Papo, Barry Goldman, Allen R. Telgenhof
Hearing Site: Detroit, MI
| | $0 |
| 10-04145 | 10/17/2011 | Claimant(s): James Fraser, Nancy Fraser
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dean Smith, Oppenheimer & Co..
Respondent Lawyers(s): Diana H. Sur
Arbitrator(s): Stephen D Kursman, William M. Azkoul, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | $52,500 |
| 09-06805 | 09/02/2011 | Claimant(s): Thomas Untiedt
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): John Sykes, Kirk Kubach, Mary Kennemur, Paul Chuzi, Paul Richardson, JHS Capital Advisors, Hyde Park Equity Investments, Pointe Capital.
Respondent Lawyers(s): Joseph D. Edmondson
Arbitrator(s): Stuart Sinai, Dana R. Dawe, Roman S. Gribbs
Hearing Site: Detroit, MI
| | $0 |
| 10-00208 | 04/21/2011 | Claimant(s): Joann Kersten, Paulus Kersten
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): David Smolarek, Mutual Service Corporation
Respondent Lawyers(s): Daniel W. Rucker
Arbitrator(s): Diane Catherine Tietmeyer, Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
| 09-04037 | 03/08/2011 | Claimant(s): Louis Bortolussi, Luanne Schafer, Nina Bortolussi
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Ameriprise Financial Services., William Bynum
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, Michael James Malone
Hearing Site: Detroit, MI
| | $30,000 |
| 10-01708 | 02/15/2011 | Claimant(s): Joseph Rich, Lenore Rich
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dan Barish, Comerica Securities
Respondent Lawyers(s): Michael C. Simoni
Arbitrator(s): Michael J. Meeusen, Steven R. Briggs, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
| | $0 |
| 07-03619 | 08/04/2010 | Claimant(s): Carolyn Sadowski, Michael Sadowski
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce F. Coleman, William P. Thorpe, Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | $235,830 |
