| 15-02104 | 03/07/2018 | Claimant(s): Lee Abrahamsen, Robert Abrahamsen, Robert Abrahamsen SER IRA, Robert & Lee Abrahamsen JTWROS
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Joseph Ninivaggi, Craig Scott Capital
Respondent Lawyers(s): Craig Taddonio, Joseph Ninivaggi
Arbitrator(s): Jim Geiger, Gregory Hunter Mathews, Peter L. Murray
Hearing Site: Augusta, ME
|  | $65,000 |
| 17-02057 | 12/29/2017 | Claimant(s): Lee Abrahamsen, Robert Abrahamsen
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges
Respondent Lawyers(s): Brent Morgan Porges
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Augusta, ME
| | $131,347 |
| 16-00696 | 11/07/2017 | Claimant(s): Helen Robillard, Robert Robillard, Robert E. Robillard CGM Custodian
Claimant Lawyers(s): Charlene E. Philbrook
Respondent(s): Morgan Stanley, James Olson, The Breakwater Group
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): B. John Dill
Hearing Site: Augusta, ME
| | $0 |
| 15-00096 | 03/28/2017 | Claimant(s): Paul Garber
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Adam Lynn, Zachary Bader
Respondent Lawyers(s): Adam Lynn, Zachary T. Bader
Arbitrator(s): Richard J. Grahn, Robert S. Hark, John Edward Sylvester
Hearing Site: Augusta, ME
| | $76,267 |
| 15-01328 | 11/11/2016 | Claimant(s): Ginger August, Mary August, Susan August-Brown, KC August Irrevocable Trust, Mary G. August Irrevocable Trust
Claimant Lawyers(s): Sigmund D. Schutz
Respondent(s): David Chambers, Ameriprise Financial Services., Luke Reinhard
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Richard J. Grahn, Karimu F. Hill-Harvey
Hearing Site: Augusta, ME
| | Expungement |
| 16-01008 | 08/29/2016 | Claimant(s): Kathleen Sincerbeaux
Claimant Lawyers(s): Kathleen J. Sincerbeaux
Respondent(s): Wells Fargo Advisors Financial Network, First Clearing
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Edward W. Morris
Hearing Site: Augusta, ME
| | $9,603 |
| 14-03854 | 11/05/2015 | Claimant(s): Arthur Wickett IRA, Arthur & Louise Wickett
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Patrick White, Steven Wanek, Blackbook Capital LLC
Respondent Lawyers(s): Charles M. O'Rourke, Franklin I. Ogele, Patrick Justin White
Arbitrator(s): John J. Mager
Hearing Site: Augusta, ME
| | $0 |
| 14-00763 | 10/17/2014 | Claimant(s): Peggy Sheriff
Claimant Lawyers(s): Peggy Sheriff
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jannie Lucas
Arbitrator(s): Frank E. Wolf
Hearing Site: Augusta, ME
| | $0 |
| 13-03065 | 05/16/2014 | Claimant(s): Mary Jacobs
Claimant Lawyers(s): Mary Lou Jacobs
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Augusta, ME
| | $213 |
| 13-03255 | 05/15/2014 | Claimant(s): Kirk Dravidzius
Claimant Lawyers(s): Kirk Dravidzius
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Augusta, ME
| | $300 |
