| 23-03242 | 06/07/2024 | Claimant(s): Jennifer Malhotra, Vineet Malhotra
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Cindy L. Anderson
Hearing Site: Jacksonville, FL
|  | $0 |
| 21-02380 | 12/12/2022 | Claimant(s): Henry Wilken, Henry J. Wilken Jr Revocable Trust U/A
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Cindy L. Anderson, Richard Merritt Langway, Christy Lyn Foley
Hearing Site: Orlando, FL
| | Expungement |
| 19-01255 | 12/18/2020 | Claimant(s): Lorraine Bateh Meide, Phillip G. Meide
Claimant Lawyers(s): Charles A. Sorenson
Respondent(s): Morgan Stanley, Neil Powell
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kenneth J. Bennett, Cindy L. Anderson, Darryl C. Wilson
Hearing Site: Jacksonville, FL
| | $0 |
| 18-00095 | 04/17/2019 | Claimant(s): James Carey
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Mary Ann Etzler
Hearing Site: Orlando, FL
| | $0 |
| 16-00147 | 02/01/2017 | Claimant(s): Joyce Mccrea, Justin Mccrea, Keith Mccrea, Willam Lashlee, The 2010 Mccrea Family Revocable Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Source Capital Group.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Gregory D. Hoffmann, Cindy L. Anderson, Laverne Lewis Gaskins
Hearing Site: Jacksonville, FL
| | $1,104,630 |
| 14-02730 | 07/19/2016 | Claimant(s): Melanie Mackin Ledesma, Estate of Roberto Ledesma
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Cindy L. Anderson, Brian James Tagtmeier, Javier Miguel Uribe
Hearing Site: San Juan, PR
| | $312,291 |
| 13-00853 | 10/13/2014 | Claimant(s): Deborah Fleischer, Gary Fleischer, Gary & Deborah Fleischer Rev Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Lerner Associates., David Lerner, Michael Uvenio
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Cindy L. Anderson, Stuart K. Furman, Jeanne Crandall
Hearing Site: Jacksonville, FL
| | Expungement |
| 12-04121 | 03/11/2014 | Claimant(s): Daniel Joseph
Claimant Lawyers(s): Richard Kyle Gavin
Respondent(s): Joseph Kirby, Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Cindy L. Anderson, Michael D. Walsh, Angelo J. Infantino
Hearing Site: Jacksonville, FL
| | $44,681 |
| 12-00346 | 02/13/2013 | Claimant(s): Daisha LaMontague as Tr. to Elenor Nagel
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Cindy L. Anderson, Pamela Jeanne Rush, Robert Finder
Hearing Site: Jacksonville, FL
| | $0 |
| 10-01695 | 06/27/2011 | Claimant(s): Clifford Newton, Dorothy Newton
Claimant Lawyers(s): Charles A. Morehead
Respondent(s): Thomas Shaw, Suntrust Bank
Respondent Lawyers(s): Frederick S Schrils
Arbitrator(s): Cindy L. Anderson, William H. McCullough, Angelo J. Infantino
Hearing Site: Jacksonville, FL
| | Expungement |
