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FINRA Awards for Brian C. Hale

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Displaying 11-20 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0394204/24/2013Claimant(s): Marc Bachman
Claimant Lawyers(s): Marc L. Bachman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Peter H. Daly
Hearing Site: Honolulu, HI
Checkmark Icon$0
12-0024404/17/2013Claimant(s): Samuel Messing
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0114412/17/2012Claimant(s): Joseph Feld
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0372711/01/2012Claimant(s): Suzanne Kreis
Claimant Lawyers(s): Steele T. Williams
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
Checkmark Icon$0
11-0440909/07/2012Claimant(s): The Bachman Living Trust
Claimant Lawyers(s): Richard P. Bachman
Respondent(s): John Cumbow, Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): David M. Levine
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$10,000
11-0100604/12/2012Claimant(s): Andy Shalit, Tresa Shalit
Claimant Lawyers(s): Todd A. Prins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Charles E. Munson
Hearing Site: Houston, TX
Checkmark IconExpungement
10-0299410/19/2011Claimant(s): Royce Thornton, Willie Thornton
Claimant Lawyers(s): Royce Thornton
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): John G. Manley
Hearing Site: Birmingham, AL
Checkmark IconExpungement
10-0011909/20/2011Claimant(s): Delana Blake
Claimant Lawyers(s): J. Gusty Yearout
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ryan Hamm
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Donald Milo Helton, Laree Payne Kennedy, Debra Black Leo
Hearing Site: Birmingham, AL
Checkmark Icon$190,000
09-0402507/07/2011Claimant(s): Marilyn Berger and Barry Berger
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Herbert Branitsky, Laura Jeanette Cognetti, James M. Chase
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
08-0204010/29/2009Claimant(s): Satish Rampal, Derek Rampal, et al.
Claimant Lawyers(s): Mark R. Osherow
Respondent(s): Morgan Stanley & Co., Willie Brice
Respondent Lawyers(s): Brian C. Hale, Willie J. Brice
Arbitrator(s): Peter J. Lavezzoli, Gloria F. Katz, Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0

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