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FINRA Awards for John Cumbow

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0440909/07/2012Claimant(s): The Bachman Living Trust
Claimant Lawyers(s): Richard P. Bachman
Respondent(s): John Cumbow, Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): David M. Levine
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$10,000

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