| 21-01183 | 10/05/2021 | Claimant(s): Mohammad Naser
Claimant Lawyers(s): Nathan C. Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
|  | $0 |
| 21-01182 | 10/01/2021 | Claimant(s): Rame Doleh
Claimant Lawyers(s): Nathan C Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | $88 |
| 20-02804 | 09/24/2021 | Claimant(s): Jon and Christine Sipe JTWROS
Claimant Lawyers(s): David B. Vermont
Respondent(s): Anastasios Belesis, Nathalo Menendez
Respondent Lawyers(s): Anastasios P. Belesis, Nathalo Ian Menendez
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
| | $0 |
| 20-03620 | 09/14/2021 | Claimant(s): Marketing Concepts Group 401(K) & Profit
Claimant Lawyers(s): Donald A. Murday
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | $8,130 |
| 20-01035 | 08/20/2021 | Claimant(s): Elizabeth Bennett, Samuel Bennett
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Raymond P. Buschmann, Marcia Bonita Gevers, Alexis Anne Washa
Hearing Site: Chicago, IL
| | $0 |
| 20-02805 | 08/02/2021 | Claimant(s): Jon F Sipe Christine Sipe JT TEN/WROS
Claimant Lawyers(s): David Vermont
Respondent(s): Dennis Riordan
Respondent Lawyers(s): Paul Goodman
Arbitrator(s): Marcia Bonita Gevers
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |
| 20-03915 | 08/02/2021 | Claimant(s): Bernadette Donisch, William Donisch
Claimant Lawyers(s): William Donisch
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda H. Wright
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 21-00040 | 07/01/2021 | Claimant(s): Howard Sharfman
Claimant Lawyers(s): Richard M. Goldwasser
Respondent(s): Estate of Thomas E. O'Rourke (deceased)
Respondent Lawyers(s): Michael J. O'Rourke
Arbitrator(s): Theodore W. Wrobleski, Marcia Bonita Gevers, Dennis Christensen
Hearing Site: Chicago, IL
| | Expungement |
| 20-04134 | 05/21/2021 | Claimant(s): Urban Financial Advisory Corporation
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Daniel R. Formeller
Hearing Site: Chicago, IL
| | $300 |
| 20-03832 | 03/08/2021 | Claimant(s): Jeffrey Sadur
Claimant Lawyers(s): Jeffrey R. Sadur
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
| | $0 |
