| 21-02905 | 10/03/2022 | Claimant(s): Subhash Mannava
Claimant Lawyers(s): Oran D. Cart
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
|  | $0 |
| 21-02932 | 09/15/2022 | Claimant(s): Rocky Wuyan, Ting Ma, Rocky Wuyan IRA, Ting Ma IRA, Wuyan Family Irrevocable Trust 11/6/12
Claimant Lawyers(s): Eric S. Pruitt
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Kathy A. Tatone, John William Kenesey, Mark W Solock
Hearing Site: Chicago, IL
| | $186,963 |
| 21-00002 | 08/18/2022 | Claimant(s): Michael Gutt
Claimant Lawyers(s): John M. O'Toole
Respondent(s): Ameriprise Financial Services., Steven Sterchele
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Ray J. Grzebielski, Howard T. Goffen, Lisa M. Krimen
Hearing Site: Chicago, IL
| | Expungement |
| 21-02022 | 08/10/2022 | Claimant(s): Aurora Hospitality Group LLC
Claimant Lawyers(s): Peter Markos
Respondent(s): Kenneth Moore, Robert Crotty, Boenning & Scattergood.
Respondent Lawyers(s): Matthew D. Turner, Peter Markos
Arbitrator(s): Theodore W. Wrobleski, Jeffrey W. Finke, Kathy A. Tatone
Hearing Site: Chicago, IL
| | Expungement |
| 21-02066 | 08/01/2022 | Claimant(s): Abdul Mohammed
Claimant Lawyers(s): Abdul Mohammed
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Ray J. Grzebielski, Steven H. Vogel, Phillip I. Finkelstein
Hearing Site: Chicago, IL
| | $0 |
| 21-00211 | 07/27/2022 | Claimant(s): Bernard So
Claimant Lawyers(s): Joseph R. Henderson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Steven H. Vogel, Walter Patrick Giblin, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | $0 |
| 20-03829 | 07/21/2022 | Claimant(s): Rahul Deepankar
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Stuart D. Summers, Daniel R. Formeller, Philip J. Glick
Hearing Site: Chicago, IL
| | Expungement |
| 21-00441 | 07/05/2022 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Issa Dababneh
Respondent Lawyers(s): Issa J. Dababneh
Arbitrator(s): Lisa M. Krimen
Hearing Site: Chicago, IL
| | $0 |
| 22-00018 | 06/24/2022 | Claimant(s): Candaice Haywood
Claimant Lawyers(s): Candaice Haywood
Respondent(s): Aspiration Financial LLC
Respondent Lawyers(s): Michael Joseph Shuckerow
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 22-00304 | 06/23/2022 | Claimant(s): Gregory Kruse
Claimant Lawyers(s): Gregory Kruse
Respondent(s): Paul Price
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
