Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03066 | 02/22/2024 | Claimant(s): Hiive Markets Limited Claimant Lawyers(s): Marc M. Yenicag Respondent(s): Ethelbert Williams Respondent Lawyers(s): Ethelbert Williams Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL |  | $0 |
| 23-01746 | 02/12/2024 | Claimant(s): Terry Hopkins Claimant Lawyers(s): Terry Hopkins Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $0 |
| 23-02507 | 02/07/2024 | Claimant(s): GRM Trust No. 12-96 Claimant Lawyers(s): Heidi A. Engel Respondent(s): Joel Radakovitz Respondent Lawyers(s): Joel John Radakovitz Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $300 |
| 23-02112 | 12/08/2023 | Claimant(s): Tonya Simmons Claimant Lawyers(s): Tonya A. Simmons Respondent(s): AET Investment Services Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Michael S. Jordan Hearing Site: Chicago, IL | | $0 |
| 22-02085 | 11/15/2023 | Claimant(s): Martin Lorenzen Claimant Lawyers(s): Andrew Stoltmann Respondent(s): David Morris Respondent Lawyers(s): David Jeffrey Morris Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL | | $100,000 |
| 23-01269 | 09/22/2023 | Claimant(s): Calena Terry Claimant Lawyers(s): Calena Terry Respondent(s): Truist Investment Services., Paula Allen Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL | | $0 |
| 22-02691 | 09/15/2023 | Claimant(s): Rechard Banks-Davis Claimant Lawyers(s): Rechard Antonio Banks-Davis Respondent(s): Austin Witt, Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Michael S. Jordan Hearing Site: Chicago, IL | | $0 |
| 23-00267 | 09/05/2023 | Claimant(s): Marcia Litrenta Claimant Lawyers(s): William B. Young Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL | | Expungement |
| 23-00447 | 09/01/2023 | Claimant(s): Margaret Burnes Claimant Lawyers(s): Margaret Burnes Respondent(s): Gerald Markwith, Charles Schwab & Co.. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | | Expungement |
| 22-00307 | 08/31/2023 | Claimant(s): Roxanne Gottlieb Claimant Lawyers(s): Anthony F. Fata Respondent(s): Matrix Capital Advisors Respondent Lawyers(s): John M. O'Bryan Arbitrator(s): Thomas Michael Genovese, Dianne Marie Onichimowski, Richard Michael Stanton Hearing Site: Chicago, IL | | $0 |