Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02514 | 04/12/2024 | Claimant(s): Marcia Hardy Claimant Lawyers(s): Marcia L. Hardy Respondent(s): Abacus Investments. Respondent Lawyers(s): Frederick E. Hohensee Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL |  | $0 |
| 23-03104 | 03/21/2024 | Claimant(s): Goshgar Huseynov Claimant Lawyers(s): Goshgar Huseynov Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): James F. Carlson Hearing Site: Chicago, IL | | $0 |
| 22-00526 | 03/13/2024 | Claimant(s): Patrick Troy, Patrick J. Troy Living Trust Claimant Lawyers(s): John J. Muldoon Respondent(s): Brad Goldberg, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Leonard Arthur Nelson, Yana Karnaukhov, Takia D Washington Hearing Site: Chicago, IL | | $1 |
| 23-02085 | 03/08/2024 | Claimant(s): Camille Thomas Claimant Lawyers(s): Camille Thomas Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven H. Vogel, Gerald G Saltarelli, Vincent Joseph Hart Hearing Site: Chicago, IL | | $0 |
| 23-03066 | 02/22/2024 | Claimant(s): Hiive Markets Limited Claimant Lawyers(s): Marc M. Yenicag Respondent(s): Ethelbert Williams Respondent Lawyers(s): Ethelbert Williams Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL | | $0 |
| 23-01746 | 02/12/2024 | Claimant(s): Terry Hopkins Claimant Lawyers(s): Terry Hopkins Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $0 |
| 23-02507 | 02/07/2024 | Claimant(s): GRM Trust No. 12-96 Claimant Lawyers(s): Heidi A. Engel Respondent(s): Joel Radakovitz Respondent Lawyers(s): Joel John Radakovitz Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $300 |
| 23-02112 | 12/08/2023 | Claimant(s): Tonya Simmons Claimant Lawyers(s): Tonya A. Simmons Respondent(s): AET Investment Services Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Michael S. Jordan Hearing Site: Chicago, IL | | $0 |
| 22-02085 | 11/15/2023 | Claimant(s): Martin Lorenzen Claimant Lawyers(s): Andrew Stoltmann Respondent(s): David Morris Respondent Lawyers(s): David Jeffrey Morris Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL | | $100,000 |
| 23-01269 | 09/22/2023 | Claimant(s): Calena Terry Claimant Lawyers(s): Calena Terry Respondent(s): Truist Investment Services., Paula Allen Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL | | $0 |