10-00366 | 03/31/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Elizabeth E. Moum Respondent(s): Primo Musumeci Respondent Lawyers(s): Dogan M. Bengisu Arbitrator(s): Steven A. Hurst, James W. Geiger, Ellen J. Abrams Hearing Site: Boca Raton, FL
| | $0 |
09-02975 | 01/13/2011 | Claimant(s): Bernard Sussman, IRA, Bernard Sussman Revocable Trust Claimant Lawyers(s): Michael Amad Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jon A. Jacobson Arbitrator(s): Peter J. Lavezzoli, James W. Geiger, Mark I. Roth Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
09-05050 | 12/20/2010 | Claimant(s): Jeffrey Penner, Phyllis Penner Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Herbert J. Sims & Co. Inc. Respondent Lawyers(s): Daniel S. Newman Arbitrator(s): Mark C. Perry, James W. Geiger, Mary H. Cory Hearing Site: Boca Raton, FL
| | $0 |
09-02201 | 08/13/2010 | Claimant(s): Scott A. Kurstin/CUS Gary Kurstin, Bette Kurstin Declaration of Trust, Gary A. Kurstin Trust, Ryan G. Kurstin Revocable Trust Claimant Lawyers(s): Michael P. Amad Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jon A. Jacobson Arbitrator(s): James W. Geiger, Kalman J. Lester, Thomas W. Miller Hearing Site: Boca Raton, FL
| | $75,000 |
08-04967 | 04/30/2010 | Claimant(s): Henri Blain Claimant Lawyers(s): Nicki Samson Respondent(s): Michael Borgioli, Fidelity Brokerage Services LLC, FMSBONDS. Respondent Lawyers(s): Julie W. Portera, Sydney A. Marks Arbitrator(s): Stan West, John C. Newsom, James W. Geiger Hearing Site: Ft. Lauderdale, FL
| | $0 |
07-02321 | 06/30/2008 | Claimant(s): Grace A. Neuner IRA, George G. Neuner and Grace A. Neuner Claimant Lawyers(s): George G. Neuner Respondent(s): Alex Ceron, Wachovia Securities Respondent Lawyers(s): Jeremy M. Colvin, Myles H. Malman Arbitrator(s): James W. Geiger, Ellen J. Abrams, Andrew F. Greitz Hearing Site: Ft. Lauderdale, FL
| | $0 |