23-00282 | 05/28/2024 | Claimant(s): Donald Saunders, IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): Concourse Financial Group Securities, In Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Leah Murray Albert, Kim L. Kirn, David E. Crawford Hearing Site: St. Louis, MO
| | $1,214,750 |
19-01006 | 07/15/2022 | Claimant(s): Frank K. Lee, IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): First Kentucky Securities Corporation Respondent Lawyers(s): Richard S. Frankowski Arbitrator(s): Stuart D. Summers, Steven Michael McCauley, Kim L. Kirn Hearing Site: Louisville, KY
| | $609,050 |
19-00450 | 02/24/2020 | Claimant(s): Mary Hagen Claimant Lawyers(s): Mary Hagen Respondent(s): Steven Stillman Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Anthony J. Soukenik, Michael S. Jordan, Kim L. Kirn Hearing Site: St. Louis, MO
| | Dismissed by Rule 12206/12504 |
17-02896 | 08/06/2019 | Claimant(s): Edward Brucker, Eugene E. Brucker Revocable Trust DTD Claimant Lawyers(s): Glenn E. Davis Respondent(s): David Mesker, Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Robert J. Gryzmala, James M. Stern, Kim L. Kirn Hearing Site: St. Louis, MO
| | $170,379 |
16-01819 | 09/22/2017 | Claimant(s): Elizabeth Benitone, Troy Benitone Claimant Lawyers(s): Richard B. Fosher Respondent(s): J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): Janet P. Jakubowicz Arbitrator(s): Janet M. Thompson, David F. Barrett, Kim L. Kirn Hearing Site: St. Louis, MO
| | $568,699 |
16-00025 | 05/03/2017 | Claimant(s): The Dennis Keyser Revocable Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): H. Beck. Respondent Lawyers(s): Scott N. Sherman Arbitrator(s): Thomas J. Ray, Kim L. Kirn, Marjorie Lynn Gold Hearing Site: St. Louis, MO
| | Expungement |
15-01228 | 01/20/2017 | Claimant(s): Kenneth Rowan Claimant Lawyers(s): Jennifer Tarr Respondent(s): Bruce Guarino, Chris Wiseman, George Hasapes, Glen Stifelman, Rockwell Global Capital LLC Respondent Lawyers(s): Aegis J. Frumento, Chris Michael Wiseman, George Peter Hasapes, Robert M. Bursky Arbitrator(s): Michael L. Lyons, Kim L. Kirn, Sheldon Weinhaus Hearing Site: St. Louis, MO
| | $0 |