FINRA Awards for Kim L. Kirn

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02213	10/18/2023	Claimant(s): Michael Ott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin Brooks Arbitrator(s): Kim L. Kirn Hearing Site: St. Louis, MO
20-02796	02/02/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Vatsala Sahay Respondent(s): Raymond James Financial Services., Kent Rhoades Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Scott T. Clavenna, Kim L. Kirn, Julie Marie Miller Hearing Site: Little Rock, AR
20-01992	04/22/2021	Claimant(s): Christopher Wright Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Kim L. Kirn Hearing Site: St. Louis, MO
14-01639	03/01/2016	Claimant(s): Marc Nolan Claimant Lawyers(s): David Cosgrove Respondent(s): Michael Gelina, MetLife Securities. Respondent Lawyers(s): Lawrence R. Goldberg, Martin Harris Arbitrator(s): Keith E. Mattern, Kim L. Kirn, Joseph K Marshall Hearing Site: St. Louis, MO
15-00337	02/02/2016	Claimant(s): Steven Farris Claimant Lawyers(s): Luke A. Baumstark Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Eric Raphan Arbitrator(s): Bruce S. Feldacker, Albert J. Haller, Kim L. Kirn Hearing Site: St. Louis, MO