| 13-01806 | 05/11/2015 | Claimant(s): J. Kenneth Harbour, Nancy Harbour, J.K. Harbour TTE of the Reduction Family
Claimant Lawyers(s): D. Daxton White
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Richard W. Cutler, William J. Greene, Ira M. Ross
Hearing Site: New York, NY
|  | Expungement |
| 12-03062 | 03/17/2014 | Claimant(s): Concetta Cafici, Vincent Cafici
Claimant Lawyers(s): Timothy Feil
Respondent(s): Francis Lorenzo
Respondent Lawyers(s): Ross D. Carmel
Arbitrator(s): Sandra Gale Behrle, David A. Schwarz, Ira M. Ross
Hearing Site: New York, NY
| | $0 |
| 09-03793 | 06/30/2011 | Claimant(s): Julia A. Keenan, IRA, Stephen R. Keenan
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jerome M Shafer, Ira M. Ross, Howard Weitz
Hearing Site: New York, NY
| | Expungement |
| 08-01792 | 12/31/2009 | Claimant(s): Barbara Tichner
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): Barnett Chepenik, Jason Chepenik, Chepenik Financial, Lincoln Financial Advisors Corp., NRP Financial.
Respondent Lawyers(s): Luigi Spadafora, Peter J. Biging, Sam Edgerton
Arbitrator(s): Jack Friedman, William E.S. Browning, Ira M. Ross
Hearing Site: New York, NY
| | Settlement |
