| 13-03690 | 07/30/2015 | Claimant(s): Maria Lopez-Almaguer
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Raymond C. Kerr, Allen M. Kerpan, Richard Merritt Langway
Hearing Site: San Juan, PR
|  | Expungement |
| 11-00425 | 10/17/2014 | Claimant(s): Haydee de Cancio, Pablo Cancio
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Juan Colon-Perea, Popular Securities.
Respondent Lawyers(s): Jason S. Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Monroe Mitchel, Stuart K. Furman, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 11-01031 | 07/02/2014 | Claimant(s): Ramon Ramirez, Sylvia Ramirez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Popular Securities.
Respondent Lawyers(s): Jason S Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Charles Hoffman, Stuart K. Furman, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | Expungement |
| 12-03321 | 04/21/2014 | Claimant(s): Awilda Martinez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Puerto Rico
Respondent Lawyers(s): Nannette Berrios-Haddock, Roberto C. Quinones-Rivera
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
| | Expungement |
| 11-04390 | 02/26/2014 | Claimant(s): Ada Robles-Davila, Jose Sanchez-Velez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Ruben Rodriguez, Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez Martinez, Ruben Rodriguez-Dominguez
Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Luz Ivette Rivera
Hearing Site: San Juan, PR
| | Expungement |
| 11-02032 | 08/10/2012 | Claimant(s): Blanca Burgos-Fernandez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mark C. Perry, Reinaldo Royo, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $36,977 |
| 10-04204 | 06/20/2012 | Claimant(s): Bluegrass Corporation.
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Manuel Gonzalez, Santander Securities
Respondent Lawyers(s): Alfredo Fernandez Martinez
Arbitrator(s): Robert H. Hagan, Stuart K. Furman, Guillermo A. Gleizer
Hearing Site: San Juan, PR
| | $74,500 |
| 10-03663 | 05/04/2012 | Claimant(s): Jose Flores
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities of Puerto Rico., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto Quinones
Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
| 11-01032 | 03/23/2012 | Claimant(s): Angel Delucca-Marrero
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., Ramon Almonte, UBS Financial Services Inc. of PR
Respondent Lawyers(s): Enrique G. Figueroa-Llinas, Guillermo J. Bobonis
Arbitrator(s): Roy B. Gonas, Todd M. Saunders, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | Expungement |
| 10-03760 | 03/09/2012 | Claimant(s): Miguel Gaud
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Heidi L. Rodriguez Benitez
Arbitrator(s): Michael Lau, S. William Gersten, Daniel P. Lund
Hearing Site: San Juan, PR
| | $120,300 |
