| 18-03337 | 05/21/2020 | Claimant(s): Joseph Best
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Timothy Wright, Columbus Advisory Group, Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Alan Wright
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
|  | $0 |
| 17-00106 | 07/23/2019 | Claimant(s): Woebbeking Enterprises, Ltd.
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Antonio Costanzo
Respondent Lawyers(s): Antonio Costanzo
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
| | $84,475 |
| 15-02588 | 05/08/2017 | Claimant(s): Munbilla Investments, Ltd.
Claimant Lawyers(s): David R. Clouston
Respondent(s): Richard Szelc, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): G. Maynard Green, Karen Roberts Washington, Joseph G. Werner
Hearing Site: Dallas, TX
| | $0 |
| 15-01494 | 08/08/2016 | Claimant(s): Mark Savage, M1 Capital Advisors LLC
Claimant Lawyers(s): Samuel M. Johnson
Respondent(s): Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Ronald Heineman
Arbitrator(s): Douglas Randall Blohm, Frederick Ramos, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $132,925 |
| 15-01421 | 01/11/2016 | Claimant(s): Vera Bensimhon
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Abraham Bensimhon, Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Adam J. Gana, Ronald Heineman
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $44,317 |
| 12-02031 | 11/14/2014 | Claimant(s): Dean Hart
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Andrew Trochez, Craig Josephberg, Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Andrew Jesus Trochez, Anthony C. Varbero, Craig L. Josephberg
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $25,000 |
| 12-03307 | 09/16/2014 | Claimant(s): Mounang Desai, U&M Desai Ltd.
Claimant Lawyers(s): Glenn R. LeMay
Respondent(s): Eric Foster, Michael Morris, Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Eric Foster, Maranda E. Fritz
Arbitrator(s): James Sean Healey, John K. Boyce, Michael S. Wilk
Hearing Site: Houston, TX
| | $264,450 |
| 13-01167 | 08/13/2014 | Claimant(s): Pelican Holdings, Ltd.
Claimant Lawyers(s): Jason A. Gibson
Respondent(s): Jeffrey Taylor, Vanguard Marketing Corporation
Respondent Lawyers(s): Joshua R. Dutill
Arbitrator(s): Michael S. Wilk, Robert Alan Meyer, Samuel Olutola Akeju
Hearing Site: Houston, TX
| | Expungement |
| 10-03554 | 07/03/2013 | Claimant(s): College Health and Investment, Ltd.
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Paul W. Sterman, Will Murphy, Kenneth E. Merklen
Hearing Site: Boca Raton, FL
| | $2,752,050 |
| 11-03627 | 01/30/2013 | Claimant(s): Alessandrina Deprizio, Carmela DiMare, Florence DiMare, Wilton Manor, Ltd.
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Securities America., Thomas Reynolds
Respondent Lawyers(s): Chad Weaver, Sandor Grossman
Arbitrator(s): Sheldon I. Saitlin, Woodrow A. Sutton, Theresa A Gillerlain
Hearing Site: Chicago, IL
| | Expungement |
