20-04115 | 06/21/2022 | Claimant(s): Claimant Lawyers(s): Respondent(s): Michael Dellaporta, Fusion Analytics Securities Respondent Lawyers(s): Joseph Conte, Michael Joseph Dellaporta Arbitrator(s): Nancy J. Cliff, Stephen Kahane, Marvin S. Lava Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504(d) |
20-02377 | 11/08/2021 | Claimant(s): Michael Robinson Claimant Lawyers(s): Neil A. Sussman Respondent(s): Jeffrey Kemp, Janney Montgomery Scott LLC Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Martin A. Feigenbaum, Lawrence S. Silver, Marvin S. Lava Hearing Site: Boca Raton, FL
| | Expungement |
18-00048 | 01/21/2021 | Claimant(s): Ann Tutundjian, John Mugan, Susan Tutundjian-Mugan Claimant Lawyers(s): Stefan Apotheker Respondent(s): David Lerner Associates. Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Meah Rothman Tell, Richard W. Epstein, Marvin S. Lava Hearing Site: Boca Raton, FL
| | Expungement |
18-00915 | 12/14/2018 | Claimant(s): Herbert Moskowitz & Marilyn Moskowitz Claimant Lawyers(s): Herbert Moskowitz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): William Kent Brown, Ellen J. Abrams, Marvin S. Lava Hearing Site: Boca Raton, FL
| | $75,000 |
14-01003 | 10/13/2015 | Claimant(s): John Mitsinikos, CKJ Investment Co. Limited Partnership Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): National Securities Corporation, VFinance Investments. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Barth Satuloff, Don R. Harris, Marvin S. Lava Hearing Site: Boca Raton, FL
| | Expungement |
13-01678 | 03/25/2015 | Claimant(s): James P. Barry Flite Trust dtd 12/31/01 Claimant Lawyers(s): Robert J. Harvey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Martin M. Van Luven, Marvin S. Lava, Sidney Turner Hearing Site: Boca Raton, FL
| | Expungement |