18-00449 | 11/08/2019 | Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Wells Fargo Clearing Services, Robert Greene Respondent Lawyers(s): Demian Betz Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger Hearing Site: New York, NY
| | $0 |
11-04769 | 06/25/2013 | Claimant(s): Joan and Todd Donohue Claimant Lawyers(s): Arthur P. Fisch Respondent(s): Charles Lieberman, Advisors Capital Management Group, Wall Street Financial Group. Respondent Lawyers(s): Jessica Levine Arbitrator(s): Denzil J. Klippel, Sandra Gale Behrle, Arthur M. Schoenberger Hearing Site: New York, NY
| | $0 |
10-01290 | 03/02/2011 | Claimant(s): Vincent Cipollaro Claimant Lawyers(s): Michael M. Steinmetz Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Susan Poder MacFarlane Arbitrator(s): Alfred H. Kingon, Paul S. Biederman, Arthur M. Schoenberger Hearing Site: New York, NY
| | $0 |
09-06628 | 02/23/2011 | Claimant(s): Bernard Ochs Claimant Lawyers(s): John E. Lawlor Respondent(s): Alex Shtaynberger, Jason Russo, Ronald Furst, Todd Cirella, Laidlaw & Company (UK) Ltd. Respondent Lawyers(s): Ira Scot Meyerowitz Arbitrator(s): Mitchell S. Friedman, Denise L. Quarles, Arthur M. Schoenberger Hearing Site: New York, NY
| | Stipulated Award and Expungement |