| 17-00757 | 02/06/2020 | Claimant(s): Christopher Bosh, Freida Bosh
Claimant Lawyers(s): Joe B. Abbey, Ryan K. Bakhtiari
Respondent(s): Bradley Dykes, Morgan Stanley, Jeffrey Wiseman
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Robert R. Nursey, G. Maynard Green, C. Sumpter Logan
Hearing Site: Dallas, TX
|  | $0 |
| 18-03741 | 01/24/2020 | Claimant(s): Donna Kun
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Carty & Company.
Respondent Lawyers(s): John J. Heflin
Arbitrator(s): Bill Lamoreaux, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $0 |
| 19-01425 | 12/17/2019 | Claimant(s): Anna Shursen, IRA, James Higbee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Bobby James, SCF Securities.
Respondent Lawyers(s): Gary S. Kessler, Jacob Brian Kring
Arbitrator(s): Louis J. Weber, Robert J. Gregory, Larry Adair
Hearing Site: Dallas, TX
| | Dismissed by Rule 12206/12504 |
| 19-01613 | 11/14/2019 | Claimant(s): Jerry Etter
Claimant Lawyers(s): Scott Etter
Respondent(s): Todd Hasie
Respondent Lawyers(s): Eric Chen
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $88 |
| 17-02050 | 08/24/2019 | Claimant(s): Adilia Beam, The Estate of Monte Beam
Claimant Lawyers(s): Alan L. Rosca
Respondent(s): Jon Tribbel, Conover Securities Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Louis J. Weber, Nicole T. LeBoeuf, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $0 |
| 16-03753 | 07/22/2019 | Claimant(s): Eliot Barnett, Emily Bernstein, Jason Werner, Jeffrey Werner, Jessica Barnett, Laurie Werner, Louis Barnett, Matthew Bernstein, Nathan Barnett, Rhoda Bernstein, Eliot B. Barnett IRA, Jason B. Werner, IRA, Jeffrey M. Werner, Lon T. Werner, Matthew B. Bernstein, B3G Partnership, Barnett Grandchildren Partnership, II, BGC Initial Trust, Barnett Exempt Marital Trust, Barnett Family Foundation, et al
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Christopher Anthony
Respondent Lawyers(s): Christopher Paul Anthony
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Richard Thomas Huston
Hearing Site: Dallas, TX
| | $50,000 |
| 18-00437 | 06/13/2019 | Claimant(s): Cynthia Beller
Claimant Lawyers(s): James Robert Krause
Respondent(s): Allyn Donaubauer, Raymond, James & Associates.
Respondent Lawyers(s): Linda Broocks
Arbitrator(s): Louis J. Weber, Lawrence Frederick Ranallo, Richard Thomas Huston
Hearing Site: Dallas, TX
| | Expungement |
| 18-01866 | 06/06/2019 | Claimant(s): Alvin Mac Aulay IRA
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Kyle Walters, Scott Hammel, Atlas Wealth Advisors
Respondent Lawyers(s): Jon M. Stanfield
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
| | Expungement |
| 18-01386 | 05/15/2019 | Claimant(s): Edward Dobroski
Claimant Lawyers(s): Liam O'Brien
Respondent(s): William Gennity
Respondent Lawyers(s): William Christian Gennity
Arbitrator(s): Robert A. Bettis, Douglas Wade Carvell, Michael Joseph Riggs
Hearing Site: Dallas, TX
| | $2,404,380 |
| 17-03145 | 04/22/2019 | Claimant(s): Alan Airey, Brenda Alford, Carolyn Nightingale, Dan Crane, Dean Huntington, Debra Asher, Denis Smith, James Williams, John Trabold, Jung Herding, Karen Isbell, Marie Wolfe, Mona Smith, Paul Nightingale, Paul Wolfe, Pierre Herding, Stan Isbell, Susan Connell, The Trustee Premier Trust of Nevada
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Louis J. Weber, Don G Miller, Juanita Harris
Hearing Site: Dallas, TX
| | $0 |
