23-00050 | 06/24/2024 | Claimant(s): Daniel Prielipp, Eddie Yaklin, Miguel Tavarez, Robert McCall Claimant Lawyers(s): Brandon Dei Respondent(s): Bernard Jasmin, Daniel Otoya, Hakim Donadelle, Kevin Chen, Serge Parakhnevich, Steros Christoforou, Vladimiro Panichi, PHX Financial. Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Christian A. Bourgeacq, Daniel D. Hill, Michael Louis Goldstone Hearing Site: Houston, TX
| | $0 |
22-02572 | 03/25/2024 | Claimant(s): Emma Ward Claimant Lawyers(s): Scott L. Silver Respondent(s): PHX Financial. Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Jeffrey L. Malek, Mark T Risner, Stephen Howard Marcus Hearing Site: Los Angeles, CA
| | Expungement |
22-01826 | 06/13/2023 | Claimant(s): Charles Bolianites Claimant Lawyers(s): Jonathan R. Voegele Respondent(s): Steven Busto, PHX Financial. Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH
| | $9,938 |
19-03743 | 05/25/2021 | Claimant(s): Accurate Building Co. LLC Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Four Points Capital Partners LLC Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Robert H. Putnam, Patricia Ann Tracey, Denise Morris Hammond Hearing Site: Columbia, SC
| | Expungement |
18-03717 | 05/23/2019 | Claimant(s): Paul Garber Claimant Lawyers(s): Hilton Wiener Respondent(s): James Schwartz, Aegis Capital Corp. Respondent Lawyers(s): James Bradley Schwartz, Michael P. Gilmore Arbitrator(s): Richard W. Dissen Hearing Site: Augusta, ME
| | $300 |
18-00474 | 05/14/2019 | Claimant(s): James Sigmon Claimant Lawyers(s): John B. Veach Respondent(s): Todd Beddard, T.R. Winston & Company Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Susan L. Luck, Frank V. Tutone, Dwane Edward Vickstrom Hearing Site: Charlotte, NC
| | $99,663 |
14-03749 | 03/13/2019 | Claimant(s): Marcus Salouk Claimant Lawyers(s): Steven G. Legum Respondent(s): Mark Miranda, Qi Huang, Robert Ciaccio, Rory Powell, Stephen Grivas, Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma, Mark Andrew Miranda, Michael P. Gilmore, Qi Huang, Stephen Grivas Arbitrator(s): Joseph J. Arata, Jeffrey P. Bachmann, Ronald Harris Kisner Hearing Site: New York, NY
| | $0 |
17-00006 | 12/13/2018 | Claimant(s): Arthur Puglia Claimant Lawyers(s): Arthur R. Puglia Respondent(s): Bao Nguyen, Gregory Melendez, William Karvecky, Pecunia Management Respondent Lawyers(s): Bao Quoc Nguyen, John E. Lawlor, Michael D. Handelsman, Michael P. Gilmore Arbitrator(s): Elliot B. Platt Hearing Site: Philadelphia, PA
| | Expungement |
17-00554 | 12/11/2018 | Claimant(s): Muhammad Munir, Uzma Munir, Muhammad Munir SEP IRA, Muhammad and Uzma Munir Claimant Lawyers(s): Gary S. Menzer Respondent(s): National Securities Corporation Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Lita S Menkin, Jack A. Helms, John Winslow Griesser Hearing Site: Nashville, TN
| | Expungement |
18-02028 | 11/15/2018 | Claimant(s): Leonard Dibbs Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Four Points Capital Partners LLC Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE
| | Expungement |