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FINRA Awards for Detroit, MI

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Displaying 61-70 out of 305 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0167603/30/2018Claimant(s): Scott Smith, Howard E. Smith, Jr. IRA, Jr. Trust U/A dtd 1993
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Findling, Raymond James Financial Services.
Respondent Lawyers(s): Adam Wenner
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$0
16-0312903/08/2018Claimant(s): Christine Porter, Kenneth Porter Irrev Marital Trust fbo
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Zhang Financial LLC
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
Checkmark Icon$0
17-0227101/23/2018Claimant(s): David Milan
Claimant Lawyers(s): David M. Milan
Respondent(s): Stifel, Nicolaus & Co.., Martin Stevens
Respondent Lawyers(s): Emily Garnett
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
Checkmark Icon$13,500
16-0361712/19/2017Claimant(s): John Hollenbeck, Lucille Hollenbeck
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): RBC Capital Markets LLC, Martin Olson
Respondent Lawyers(s): Eric D. Brandonbrener
Arbitrator(s): Stephen D Kursman, Jonathan Edward Maire, Arthur James Rubiner
Hearing Site: Detroit, MI
Checkmark Icon$250,000
17-0096112/11/2017Claimant(s): Jennifer Bielfield, Jennifer A Beilfied Trust u/a/d 06/18/04
Claimant Lawyers(s): Jay Bielfield
Respondent(s): Andrey Ilyasov
Respondent Lawyers(s): Krista L. Elasser
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$0
17-0118611/09/2017Claimant(s): Storhaus Inventory Services
Claimant Lawyers(s): Eric A. Parzianello
Respondent(s): Jeffrey Johnson
Respondent Lawyers(s): Jeffrey Michael Johnson
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
Checkmark Icon$18,925
17-0052910/27/2017Claimant(s): Julia Smith, Julia R. Smith IRA, Julia R. Smith, Julian R. Smith Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services, David Bry
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
Checkmark IconExpungement
16-0282710/27/2017Claimant(s): Paul Gabriel
Claimant Lawyers(s): Paul Thomas Gabriel
Respondent(s): Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$0
17-0169610/20/2017Claimant(s): Charlene K. Bylsma
Claimant Lawyers(s): Bill Bylsma
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney Crowder
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$38
16-0177608/28/2017Claimant(s): Roy Gruenburg
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Anthony Mastroianni
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Barry Goldman, A. Robert Stevenson, Lisa Sue Fildes
Hearing Site: Detroit, MI
Checkmark Icon$540,000

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