| 18-01430 | 09/04/2019 | Claimant(s): Estate of Paula Zaring
Claimant Lawyers(s): George D. Jonson
Respondent(s): Amy McPike
Respondent Lawyers(s): Katie Zorc
Arbitrator(s): Harlita R. Tomlinson, Christy K. Radigan, Alexander Jay Brockmeier
Hearing Site: Cincinnati, OH
|  | $0 |
| 18-01144 | 09/04/2018 | Claimant(s): Edmund F. Turek IMA
Claimant Lawyers(s): Brian T. Giles
Respondent(s): PNC Investments
Respondent Lawyers(s): Jason E. Hazlewood
Arbitrator(s): Stuart D. Summers, Michael J. Meeusen, Gregory P. Szuter
Hearing Site: Cincinnati, OH
| | $0 |
| 17-01576 | 06/11/2018 | Claimant(s): Julie Dunaway, Mark Dunaway
Claimant Lawyers(s): Robert F. Brown
Respondent(s): Larry Kohn, L.M. Kohn & Company
Respondent Lawyers(s): Joseph J. Dehner
Arbitrator(s): Stephen P. Calardo, Charles A. Palmer, Dale A. Crawford
Hearing Site: Cincinnati, OH
| | $0 |
| 17-01029 | 05/31/2018 | Claimant(s): Martha Jones, William Jones, Martha M. Jones Trust, Neal M. Jones Trust, William H. Jones, III Trust
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Fred Overbeck, Larry Taul, Murray Sinclaire
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Donna L. Pavlick, Janet M. Thompson, Mark A. Sipper
Hearing Site: Cincinnati, OH
| | Expungement |
| 17-02921 | 05/10/2018 | Claimant(s): Elaine Babbitt, Sarah Hedges
Claimant Lawyers(s): Sarah A. Hedges
Respondent(s): Scott Edwards
Respondent Lawyers(s): Sean T. Needham
Arbitrator(s): Stephen P. Calardo
Hearing Site: Cincinnati, OH
| | $14,252 |
| 15-03209 | 06/30/2017 | Claimant(s): Vinu Patel
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ed Walton
Arbitrator(s):
Hearing Site: Cincinnati, OH
| | Expungement |
| 15-02710 | 08/05/2016 | Claimant(s): Ronald Judd
Claimant Lawyers(s): Michael R. Schmidt
Respondent(s): Morgan Stanley, Max Van Benschoten, Ronny Bass
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Lisa Shusterman, Linda M. Foster-Wells, Gerald W. Hepp
Hearing Site: Cincinnati, OH
| | Expungement |
| 14-00467 | 07/20/2016 | Claimant(s): Bruce Botts, Lynne Botts
Claimant Lawyers(s): Bruce Botts, Lynne Botts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Bill Swinford, Jeffrey M. Bain, Harold Dean Tolbert
Hearing Site: Cincinnati, OH
| | Expungement |
| 15-01497 | 07/20/2016 | Claimant(s): Leo and Janet Huesman
Claimant Lawyers(s): T. Lawrence Hicks
Respondent(s): William Nagy, Creative Financial Designs.
Respondent Lawyers(s): Chris G. Lazarini
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
| | Expungement |
| 14-03156 | 08/28/2015 | Claimant(s): Scott Singleton
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Harlita R. Tomlinson
Hearing Site: Cincinnati, OH
| | $13 |
