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FINRA Awards for Bruce Botts

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0046707/20/2016Claimant(s): Bruce Botts, Lynne Botts
Claimant Lawyers(s): Bruce Botts, Lynne Botts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Bill Swinford, Jeffrey M. Bain, Harold Dean Tolbert
Hearing Site: Cincinnati, OH
Checkmark IconExpungement

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