| 21-01768 | 08/25/2022 | Claimant(s): Tricia Wilson
Claimant Lawyers(s): Lars Soreide
Respondent(s): Clarissa Beltran, Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James Wallace Boeckman, G. Dennis Sheehan, James Douglas Gaughan
Hearing Site: Houston, TX
|  | Expungement |
| 19-01333 | 06/24/2021 | Claimant(s): Linda Cassidy, The Estate of Anna Walson
Claimant Lawyers(s): Samuel M. Braverman
Respondent(s): Alexander Aiello, Wells Fargo Advisors Financial Network, Marc Barretta
Respondent Lawyers(s): Charles M. O'Rourke, Michael Naccarato
Arbitrator(s): Fred S. Pieroni, John A. Scudiero, Paul Allan Massaro
Hearing Site: Jersey City, NJ
| | $0 |
| 19-02695 | 05/11/2021 | Claimant(s): Frank Lestarchick
Claimant Lawyers(s): Mark E. Margiotta
Respondent(s): Alfonso Gialanella, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
| | $43,225 |
| 20-01621 | 04/26/2021 | Claimant(s): Patrick Peterson
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
| | Expungement |
| 20-03294 | 04/07/2021 | Claimant(s): Joan Crisp, Larry Buckner
Claimant Lawyers(s): Larry J. Buckner
Respondent(s): David Meyer
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph Charles Smolira, Robert G. Bannon, Eric Matthew Bittner
Hearing Site: Nashville, TN
| | Expungement |
| 20-00934 | 03/24/2021 | Claimant(s): Nicholai Rifkind
Claimant Lawyers(s): Nicholai Rifkind
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $75 |
| 18-00307 | 03/19/2020 | Claimant(s): Norma Ann Farmer Estate
Claimant Lawyers(s): William Kulick
Respondent(s): Bobby Conville, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Gregory, James Kee Irvin, Richard J. Clement
Hearing Site: New Orleans, LA
| | $0 |
| 18-02939 | 10/16/2019 | Claimant(s): Barry Andrew Zeeman Rev. Trust
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Leslie L. Cooney, Gloria F. Katz, Joseph Benalt
Hearing Site: Boca Raton, FL
| | $0 |
| 18-01549 | 10/08/2019 | Claimant(s): Justina Manko
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Wells Fargo Advisors Financial Network, Thomas Gasbarre
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Catherine Stewart, Mae A. Brudner, Thomas M. Madden
Hearing Site: Hartford, CT
| | $0 |
| 18-03891 | 08/19/2019 | Claimant(s): Ann De Jong, Wildchild Spendthrift DTD 7/29/16 Trust
Claimant Lawyers(s): Benjamin Edwards
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $41,451 |
