09-05568 | 02/22/2011 | Claimant(s): Nicole Secrest, William F. Runge IRA, Trust Created fbo Nicole A. Secrest, William F. Runge Revocable Trust Claimant Lawyers(s): W. Scott Greco Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Nikolas Komyati Arbitrator(s): William H. Malloy, Merle D. Rockwell, Douglas Earl McLaren Hearing Site: Washington, DC
| | $124,156 |
09-03872 | 02/15/2011 | Claimant(s): Magaly Thrasher, Sean R. Burns UTMA/CA, Jerold & Magaly Thrasher Trust Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Bruce Hallenbeck, Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Barbara M. Zak, Elizabeth A. Copley, Robert Bruce MacDonald Hearing Site: Los Angeles, CA
| | $105,000 |
09-06267 | 01/27/2011 | Claimant(s): Arthur Rodriguez Claimant Lawyers(s): Robert C. Stokes Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Vallo Arbitrator(s): Edith N. Dinneen, Michael William Landsberg, Oliver J. Janney Hearing Site: Tampa, FL
| | $0 |
09-05246 | 01/11/2011 | Claimant(s): FTB, GC&KB Investments. Claimant Lawyers(s): Stephen D. Marx Respondent(s): Morgan Stanley Respondent Lawyers(s): Thomas A. Roberts Arbitrator(s): Robert H. Putnam, Frederick S. Duncan, Mario Alberto Arteaga Hearing Site: New Orleans, LA
| | $85,507 |
09-06164 | 12/23/2010 | Claimant(s): The Trust FBO Dorothy S. Hellyer Claimant Lawyers(s): W. Scott Greco Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Timothy Bass Arbitrator(s): Jane C. Carney, Peter J. Pokorny, Bryan Thomas Di Lella Hearing Site: Washington, DC
| | $300 |
09-05134 | 12/16/2010 | Claimant(s): Concetta Bannan, Gerard Bannan Claimant Lawyers(s): John F. McKenna Respondent(s): Arthur Jones, Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Karl Marquardt Arbitrator(s): Guillermo L. Bosch, Gordon E. Wright, Elliot B. Platt Hearing Site: Philadelphia, PA
| | $0 |
09-05070 | 11/18/2010 | Claimant(s): Joanne Bohnke Claimant Lawyers(s): David Valicenti Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Robert S. McConnell, Thomas A. Peterson, LeRoy Melvin Gilbertson Hearing Site: Phoenix, AZ
| | $136,112 |
09-06220 | 11/15/2010 | Claimant(s): Earl D. Bolen IRA, Bolen Family Trust Claimant Lawyers(s): H. Thomas Fehn Respondent(s): Christopher Price, Morgan Stanley Respondent Lawyers(s): Gregg Garneau Arbitrator(s): Elliott David Finkel, Joseph L. Hagan, David Nielsen Hearing Site: Los Angeles, CA
| | $0 |
09-05415 | 11/10/2010 | Claimant(s): Lenore J. Gaynor Decl . of Trust Claimant Lawyers(s): David R. Chase Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): James D. McDonald, Steven Gerard Goerke Hearing Site: Boca Raton, FL
| | Expungement |
09-05365 | 10/26/2010 | Claimant(s): John Szrko, Pamela Szurko Claimant Lawyers(s): Marc S. Gottlieb Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Joan M. Traub Hearing Site: New York, NY
| | Expungement |