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FINRA Awards for James J. Vihstadt

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Displaying 41-50 out of 123 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0266512/13/2018Claimant(s): Rajiv Nagesetty& Neesha Pammi RevocTrust
Claimant Lawyers(s): Rick Conway
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0125710/25/2018Claimant(s): Adolphus Bratton
Claimant Lawyers(s): Adolphus Bratton
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
Checkmark Icon$88
18-0014005/17/2018Claimant(s): Bartlett Miller
Claimant Lawyers(s): Bartlett L Miller
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Thomas D. Reese
Hearing Site: Portland, OR
Checkmark Icon$0
16-0090609/12/2017Claimant(s): Overview Productions.
Claimant Lawyers(s): Amanda L. Voivedich
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert D. Sussin, Jasmina T. Boulanger, Jack R. Goetz
Hearing Site: Los Angeles, CA
Checkmark Icon$135,100
14-0340106/17/2016Claimant(s): Marek Tchorzewski
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Louis H. Miron, Sherrill Ruth Austin, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$27,927
15-0075605/06/2016Claimant(s): Iraj Zandi
Claimant Lawyers(s): Michael S. Treppa
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
Checkmark Icon$30,225
15-0280603/16/2016Claimant(s): Clark Ver Hulst
Claimant Lawyers(s): Clark Ver Hulst
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Detroit, MI
Checkmark Icon$0
15-0112203/09/2016Claimant(s): Michael Butler
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
Checkmark Icon$0
14-0246602/23/2016Claimant(s): Pamela Belsky
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Justine Fischer, John Robert Oreskovich, Dale G. Higer
Hearing Site: Boise, ID
Checkmark IconExpungement
14-0194210/21/2015Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Tom L. Peterson, Arnold M. Marrow, Susan Lauder Stewart
Hearing Site: Boston, MA
Checkmark Icon$0

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