22-01836 | 04/17/2024 | Claimant(s): Bula Land Trucking LLC C/O Eugene Bula Claimant Lawyers(s): David B. Vermont Respondent(s): Stephen Marek, Joseph Gunnar & Co. LLC Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Mark A. Frankel, Mark Richard Cummisford, Nathaniel Cade Hearing Site: Milwaukee, WI
| | $0 |
23-01079 | 03/21/2024 | Claimant(s): Blake Schultz Claimant Lawyers(s): L. Lars Hulsebus Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Mark A. Frankel, Peter F. Alepra, Colby L. Rhodd Hearing Site: Des Moines, IA
| | $0 |
23-01017 | 11/29/2023 | Claimant(s): Deanne Schlarbaum Claimant Lawyers(s): Darwin Bunger Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Mark A. Frankel Hearing Site: Des Moines, IA
| | $0 |
22-01283 | 05/30/2023 | Claimant(s): Lisa Massar Claimant Lawyers(s): Lisa B. Massar Respondent(s): Wells Fargo Clearing Services, Johanna Laudicina, Lauren Matles, Ronald Sirt Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Jerry D. McCormack, Mark A. Frankel, Laura Anne Lamberg Hearing Site: Milwaukee, WI
| | Dismissed with Rule 12504 |
19-02155 | 08/17/2021 | Claimant(s): Robert Crane Claimant Lawyers(s): Daniel D'Costa Respondent(s): Christopher Nelson, Craig Sherman, Joseph Thurnherr, Robert Calamunci, Wynston Hill Capital Respondent Lawyers(s): Christopher Joseph Nelson, David A. Allen, Joseph Morris Thurnherr, Paul Goodman Arbitrator(s): David Evans Rosedahl, Avery B. Goodman, Mark A. Frankel Hearing Site: Des Moines, IA
| | $478,477 |
20-03792 | 05/20/2021 | Claimant(s): Charles Fremont Claimant Lawyers(s): Charles L. Fremont Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Geoff Beckham Arbitrator(s): James Richard Carlson, Susanne J. Hollander, Mark A. Frankel Hearing Site: Milwaukee, WI
| | Dismissed by Rule 12206 |
18-02242 | 11/20/2019 | Claimant(s): Donna Hosking, Dorene Stoffels, James Stoffels Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Forest Securities. Respondent Lawyers(s): Christopher Wurtzinger Arbitrator(s): Michael F. Jordan, Leonard G Leverson, Mark A. Frankel Hearing Site: Milwaukee, WI
| | $121,746 |
17-00630 | 07/03/2018 | Claimant(s): Chris Schlatter Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Barry Kiront, Blake Kiernan, Stephen Kiront, Woodstock Financial Group. Respondent Lawyers(s): Blake H. Kiernan, John E. Lawlor, Martin P. Unger Arbitrator(s): Thomas F. Mahoney, David J. Hase, Mark A. Frankel Hearing Site: Des Moines, IA
| | $105,000 |
16-00402 | 11/22/2017 | Claimant(s): Tom Flack Claimant Lawyers(s): Jennifer Tarr Respondent(s): Michael Lavolpe Respondent Lawyers(s): Michael Scott Lavolpe Arbitrator(s): Kenneth O. Fossey, Mark A. Frankel, Dennis Dean Davis Hearing Site: Des Moines, IA
| | $233,703 |
16-01661 | 05/18/2017 | Claimant(s): James White, Janet White Claimant Lawyers(s): Mark E. Sanders Respondent(s): Craig Franzke, Optionshouse Respondent Lawyers(s): Craig Charles Franzke, Meredith F. Hoffman Arbitrator(s): Randall B. Gold, David E. Jarvis, Mark A. Frankel Hearing Site: Milwaukee, WI
| | $272,776 |