Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00807 | 03/27/2023 | Claimant(s): Edward McCoy, Shirley McCoy Claimant Lawyers(s): Edward A. McCoy Respondent(s): Charles Schwab & Co.., TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Michael S. Matek, Mark S. Foster, Susan Baker Teson Hearing Site: Kansas City, MO |  | $300 |
| 22-00653 | 03/10/2023 | Claimant(s): Oscar Starker, Powernet Claimant Lawyers(s): Oscar Starker Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY | | $0 |
| 22-00590 | 02/09/2023 | Claimant(s): Ricardo Aguirre Claimant Lawyers(s): Ricardo Aguirre Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Stephanie E. Simmons Hearing Site: Houston, TX | | Dismissed by Rules 12212(c), 12511(b) and 12603 |
| 22-00902 | 01/27/2023 | Claimant(s): Tom LeMieux Claimant Lawyers(s): Tom LeMieux Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Catherine Stewart Hearing Site: Manchester, NH | | $0 |
| 20-04061 | 01/25/2023 | Claimant(s): David A. Kollar and Shirin Maria Kollar Claimant Lawyers(s): Bryan T Forman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): William E. Hartsfield, Joseph Neal Richardson, Patricia Ann Nolan Hearing Site: Dallas, TX | | Expungement |
| 22-01830 | 01/19/2023 | Claimant(s): Keren Jeanfort and Fortuno Jeanfort Claimant Lawyers(s): Keren Jeanfort Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | | $0 |
| 22-00606 | 12/30/2022 | Claimant(s): Michael Bledsoe Claimant Lawyers(s): Michael Bledsoe Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Leon Fox, Scott Stauffer, Shimon Benyamin Kahan Hearing Site: Chicago, IL | | $0 |
| 18-02342 | 12/27/2022 | Claimant(s): Marianne Antczak Claimant Lawyers(s): Theodor A. Swansen Respondent(s): Bridget Fernandez, TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management Respondent Lawyers(s): Bridget A. Fernandez, Neils P. Murphy Arbitrator(s): Donald S. Bauman, George Aleman, Andrew S. Walsh Hearing Site: Philadelphia, PA | | $1,662,660 |
| 22-01401 | 12/23/2022 | Claimant(s): Richard Hauser Claimant Lawyers(s): Richard M. Hauser Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Mark W Solock Hearing Site: Milwaukee, WI | | $0 |
| 22-00468 | 12/21/2022 | Claimant(s): Barbara Michaels Claimant Lawyers(s): Bruce H. Bergen Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL | | $5,566 |