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FINRA Awards for TD Ameritrade.

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Displaying 311-320 out of 386 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0388001/11/2011Claimant(s): Dan Salamie
Claimant Lawyers(s): Dana F. Eddy
Respondent(s): Bruce Conrad, TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt, William V. DePaulo
Arbitrator(s): W. Sean Kelleher, Randy Cepuch, W. Michael Frazier
Hearing Site: Charleston, WV
Checkmark Icon$0
08-0413212/29/2010Claimant(s): Earl Schriver
Claimant Lawyers(s): Earl L. Schriver
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
Checkmark Icon$0
10-0101512/21/2010Claimant(s): Stewart & Frieda Fuhrmann JT TEN
Claimant Lawyers(s): Stewart M. Fuhrmann
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
Checkmark Icon$0
09-0721211/30/2010Claimant(s): Lois Santarsiero
Claimant Lawyers(s): Lois M. Santarsiero
Respondent(s): TD Ameritrade., Joshua Kenney, Michael Iannucci, Ryan Lewis
Respondent Lawyers(s): Barry S. Gold
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
Checkmark Icon$0
10-0128411/09/2010Claimant(s): Harold Y. Fain TTee of Harold Y. Fain
Claimant Lawyers(s): Harold Y. Fain
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0587511/08/2010Claimant(s): Anna Wang, Hongwei Ma
Claimant Lawyers(s): Chester Hayes, John C. Gorman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Sterling N. Frost, Jeffrey M. Allen, Robert M. Greber
Hearing Site: San Francisco, CA
Checkmark Icon$94,800
09-0588110/28/2010Claimant(s): Gay Parks, Vernon Parks
Claimant Lawyers(s): Vernon R. Parks
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
Checkmark Icon$0
10-0120709/29/2010Claimant(s): Jacob Zynger
Claimant Lawyers(s): Jacob Zynger
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Paul Sidney Elliott, JD
Hearing Site: Tampa, FL
Checkmark Icon$4,296
09-0677109/28/2010Claimant(s): The Brandewie Family Trust
Claimant Lawyers(s): Richard A. Brandewie
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
Checkmark Icon$36,443
09-0533609/02/2010Claimant(s): Howard Rubin
Claimant Lawyers(s): Howard A. Rubin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): John Fleming Kelly
Hearing Site: Albuquerque, NM
Checkmark Icon$163

386 Results

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