Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
09-03880 | 01/11/2011 | Claimant(s): Dan Salamie Claimant Lawyers(s): Dana F. Eddy Respondent(s): Bruce Conrad, TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt, William V. DePaulo Arbitrator(s): W. Sean Kelleher, Randy Cepuch, W. Michael Frazier Hearing Site: Charleston, WV | $0 | |
08-04132 | 12/29/2010 | Claimant(s): Earl Schriver Claimant Lawyers(s): Earl L. Schriver Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA | $0 | |
10-01015 | 12/21/2010 | Claimant(s): Stewart & Frieda Fuhrmann JT TEN Claimant Lawyers(s): Stewart M. Fuhrmann Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Abraham Harry Bunis Hearing Site: Newark, NJ | $0 | |
09-07212 | 11/30/2010 | Claimant(s): Lois Santarsiero Claimant Lawyers(s): Lois M. Santarsiero Respondent(s): TD Ameritrade., Joshua Kenney, Michael Iannucci, Ryan Lewis Respondent Lawyers(s): Barry S. Gold Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY | $0 | |
10-01284 | 11/09/2010 | Claimant(s): Harold Y. Fain TTee of Harold Y. Fain Claimant Lawyers(s): Harold Y. Fain Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Donald Theodore Ryce Hearing Site: Boca Raton, FL | $0 | |
09-05875 | 11/08/2010 | Claimant(s): Anna Wang, Hongwei Ma Claimant Lawyers(s): Chester Hayes, John C. Gorman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Sterling N. Frost, Jeffrey M. Allen, Robert M. Greber Hearing Site: San Francisco, CA | $94,800 | |
09-05881 | 10/28/2010 | Claimant(s): Gay Parks, Vernon Parks Claimant Lawyers(s): Vernon R. Parks Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | $0 | |
10-01207 | 09/29/2010 | Claimant(s): Jacob Zynger Claimant Lawyers(s): Jacob Zynger Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Paul Sidney Elliott, JD Hearing Site: Tampa, FL | $4,296 | |
09-06771 | 09/28/2010 | Claimant(s): The Brandewie Family Trust Claimant Lawyers(s): Richard A. Brandewie Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | $36,443 | |
09-05336 | 09/02/2010 | Claimant(s): Howard Rubin Claimant Lawyers(s): Howard A. Rubin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): John Fleming Kelly Hearing Site: Albuquerque, NM | $163 |