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FINRA Awards for TD Ameritrade.

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Displaying 181-190 out of 386 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0347607/14/2015Claimant(s): Helena Harnash
Claimant Lawyers(s): Todd S. Roth
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
Checkmark Icon$0
14-0286006/26/2015Claimant(s): Amiram Barkai, Ariel Barkai, Eileen Barkai
Claimant Lawyers(s): Christopher J. Major
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Bernard Lieberman
Hearing Site: New York, NY
Checkmark Icon$605,000
14-0327806/24/2015Claimant(s): Marcel Rosen
Claimant Lawyers(s): Marcel Rosen
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
Checkmark Icon$0
14-0371606/12/2015Claimant(s): Mark Nance
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
Checkmark Icon$25
14-0320006/09/2015Claimant(s): David Coatney, Erin Coatney, Kierstin Coatney, sheri Coatney
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ronald Harris Kisner
Hearing Site: Buffalo, NY
Checkmark Icon$0
14-0039106/05/2015Claimant(s): Brian Gill
Claimant Lawyers(s): Brian S. Gill
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): S. Lee Terry
Hearing Site: Denver, CO
Checkmark Icon$600
14-0017806/04/2015Claimant(s): Mary Meyers
Claimant Lawyers(s): Mary Meyers
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Stuart D. Summers
Hearing Site: Columbus, OH
Checkmark Icon$1,740
14-0353506/04/2015Claimant(s): Harold Boritz, Karen Boritz
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
Checkmark Icon$163
14-0218806/02/2015Claimant(s): John A. Imperato
Claimant Lawyers(s): John A. Imperato
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Marie G. Peterson, Philip L. Manczak, Stephanie Jeannette Charny
Hearing Site: Boca Raton, FL
Checkmark Icon$1,425
14-0228906/01/2015Claimant(s): Oscar Starker, Powernet.
Claimant Lawyers(s): Oscar Starker
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
Checkmark Icon$0

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