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FINRA Awards for Edward Alexander Jaffe

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0266602/09/2022Claimant(s): Carol A. Mastics, individually for the, Carole Mastics Rev Tr Dtd 03/28/2011
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Monica I. Salis, Paul Weinberg, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
18-0247101/10/2020Claimant(s): Margaret Bidgood
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Leonard Michael Cusano, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
Checkmark Icon$0
12-0136101/02/2014Claimant(s): Frank Goldstein
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Douglas Earl McLaren, Steven Irving Platt, Edward Alexander Jaffe
Hearing Site: Baltimore, MD
Checkmark IconExpungement

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