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FINRA Awards for Citigroup Global Markets.

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Displaying 331-340 out of 395 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0317406/06/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Antonio Tremino
Respondent Lawyers(s): Antonio Tremino
Arbitrator(s): John Daly
Hearing Site: New York, NY
Checkmark Icon$0
07-0317906/04/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Jim Madaffer
Respondent Lawyers(s): Jim Madaffer
Arbitrator(s): Evan A. Gould
Hearing Site: San Diego, CA
Checkmark Icon$0
07-0323806/03/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Eric Johns
Respondent Lawyers(s): Eric Johns
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
Checkmark Icon$0
07-0237606/02/2008Claimant(s): Beatrice Strulowitz
Claimant Lawyers(s): Randall J. Perry
Respondent(s): Frances Goldstein, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, Joseph L. Calabrese
Arbitrator(s): Herbert Z. Geiger, William E. Smith, Daniel A. Pinkus
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0320805/30/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Robert Herskowitz
Respondent Lawyers(s): Robert Herskowitz
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
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06-0181005/30/2008Claimant(s): Soon Up Park, Young Ran Kim
Claimant Lawyers(s): Christine M. Bae
Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen
Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta
Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn
Hearing Site: New York, NY
Checkmark Icon$73,000
07-0319705/29/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'elia
Respondent(s): Alan Haber
Respondent Lawyers(s): Alan Haber
Arbitrator(s): William E. Smith
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0165305/23/2008Claimant(s): Steven Quint
Claimant Lawyers(s): Randall C. Place
Respondent(s): Citigroup Global Markets., Joseph Denicola
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
Checkmark Icon$103,480
06-0516805/23/2008Claimant(s): Marvin Nettles
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Bertrand C. Moser, Gary L. Foose, Martin Epner
Hearing Site: Houston, TX
Checkmark Icon$300
07-0317505/22/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Myers
Respondent Lawyers(s): Michael Myers
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
Checkmark Icon$0

395 Results

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