| 11-03420 | 08/10/2017 | Claimant(s): Peter Laskarzewski, Peter M. Laskarzewski Rev Trust
Claimant Lawyers(s): Peter M. Laskarzewski
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Jane D. Lollis, Andrew R. Present, Enrico A. Mazzoli
Hearing Site: Louisville, KY
|  | $0 |
| 15-00210 | 10/08/2015 | Claimant(s): Hickman Kite, Katie Kite
Claimant Lawyers(s): Phillip L. Boyd, Robert L. Arrington
Respondent(s): Allyson Reed, Brian Murray, Christopher Belle, Christopher Taylor, Jesse Dietz, Edward Jones
Respondent Lawyers(s): Allyson Louise Reed, Christopher Alan Taylor, Dennis J. Capriglione, Jesse Logan Dietz
Arbitrator(s): Kenneth M. Jackson, Joseph Charles Smolira, Enrico A. Mazzoli
Hearing Site: Nashville, TN
| | Expungement |
| 13-01435 | 12/11/2013 | Claimant(s): Alex Adams
Claimant Lawyers(s): Alex Adams
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Nashville, TN
| | $0 |
| 11-03766 | 03/08/2013 | Claimant(s): Lavaughn Boston, Mary Boston
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Amy Fuchs, Deborah Perry, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Ronald Tonks, Arthur L. Tepper, Enrico A. Mazzoli
Hearing Site: Nashville, TN
| | Expungement |
| 11-01822 | 03/01/2012 | Claimant(s): Angela Fogle
Claimant Lawyers(s): Angela Fogle
Respondent(s): Elizabeth Hammack, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $0 |
| 09-03951 | 08/27/2010 | Claimant(s): David Roberts
Claimant Lawyers(s): John Sale Gordon
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): James Clifton Stone, Jan M. West, Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $22,999 |
| 08-02037 | 02/26/2009 | Claimant(s): Jessie Goff
Claimant Lawyers(s): Jessie E. Goff
Respondent(s): Wachovia Securities, David Cronan, A.G. Edwards & Sons.
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $213 |
| 06-05020 | 11/21/2007 | Claimant(s): Jerry Pinion, Mitchell Borders, Nancy Mueller, Patricia Beall, Paul Ponder
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): A.G. Edwards & Sons., Sherry Holley
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): John R. Michael, Jan M. West, Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $0 |
