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FINRA Awards for Enrico A. Mazzoli

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0123111/01/2013Claimant(s): Timothy Gibson
Claimant Lawyers(s): Steven M. Malina
Respondent(s): Karyl Amstutz, Randall Amstutz
Respondent Lawyers(s): Lindsay M. Hurni
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Indianapolis, IN
Expungement
10-0249702/09/2012Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Andrew Park
Respondent(s): James Onkst, Regina Onkst
Respondent Lawyers(s): Stuart D. Meissner
Arbitrator(s): Peter Ordower, John R. Michael, Enrico A. Mazzoli
Hearing Site: Louisville, KY
11-0036711/16/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Thomas Osborn
Respondent Lawyers(s): Thomas Preston Osborn
Arbitrator(s): Phillip Barry Wise, Allen D. Schwartz, Enrico A. Mazzoli
Hearing Site: Louisville, KY
08-0486203/15/2010Claimant(s): Jeremy Koch
Claimant Lawyers(s): James P. Baker
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Ivan Novich
Arbitrator(s): Enrico A. Mazzoli, Robert David Epstein, Burril A. McIntyre
Hearing Site: Indianapolis, IN

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