Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04256 | 12/21/2012 | Claimant(s): Joseph Pappy Claimant Lawyers(s): Jeffrey P. Coleman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Scott David Anton Hearing Site: Tampa, FL |  | $47,366 |
| 11-03727 | 11/01/2012 | Claimant(s): Suzanne Kreis Claimant Lawyers(s): Steele T. Williams Respondent(s): Morgan Stanley Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Kenneth R. Starr Hearing Site: Tampa, FL | | $0 |
| 11-00611 | 10/17/2012 | Claimant(s): Peggy A. Boyles IRA Claimant Lawyers(s): Mark A. Tepper Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Mimi B. Osiason, Frank Brenner, Audrey Belitz Rauchway Hearing Site: Tampa, FL | | $0 |
| 11-03503 | 08/21/2012 | Claimant(s): Joe Forrest Claimant Lawyers(s): Ronald W. Chapman Respondent(s): Paul Arnold Respondent Lawyers(s): Paul Arnold Arbitrator(s): Bernard S. Carrey, Edith N. Dinneen, Diana A. Weiner Hearing Site: Tampa, FL | | $986,135 |
| 11-03478 | 08/09/2012 | Claimant(s): David K. Berg Claimant Lawyers(s): David K. Berg Respondent(s): Bari Havlik, Charles Schwab, Charles Schwab & Co.., Paul Okonoski Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Alfred Brunette Hearing Site: Tampa, FL | | Expungement |
| 09-07216 | 06/27/2012 | Claimant(s): Dianne Atkins, James Atkins Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney Krosse Arbitrator(s): Constance d'Angelis Hearing Site: Tampa, FL | | Stipulated Award |
| 10-03553 | 06/21/2012 | Claimant(s): Donald Casey, Josephine Casey Claimant Lawyers(s): Vincent J. Imbesi Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Terrance A. Bostic Arbitrator(s): Donald R. Ormrod, Maurice M. Feller, Alfred Brunette Hearing Site: Tampa, FL | | Expungement |
| 09-07029 | 06/18/2012 | Claimant(s): Rose Fava, Rose Marie Fava Revocable Trust Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Ernie Garcia, Morgan Stanley Respondent Lawyers(s): Jon A. Jacobson Arbitrator(s): Langfred W. White, Robert J. Morris, Horace A. Andrews Hearing Site: Tampa, FL | | Expungement |
| 10-00309 | 06/11/2012 | Claimant(s): Theresa Lillis, Theresa F. Lillis Living Trust Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney Krosse Arbitrator(s): Kenneth R. Starr Hearing Site: Tampa, FL | | Stipulated Award |
| 10-00711 | 06/07/2012 | Claimant(s): Robert Fox Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney M. Krosse Arbitrator(s): Muriel Desloovere Hearing Site: Tampa, FL | | Stipulated Award |