10-01781 | 07/01/2010 | Claimant(s): Fidelity Brokerage Services LLC, FMR LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Andrew Hermes, Steven O'connor, William Doepker Respondent Lawyers(s): Grant S. Cowan Arbitrator(s): Thomas C. Wagner, Emily J. Lewis, Miles D. Hart Hearing Site: Cincinnati, OH
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07-00695 | 06/29/2010 | Claimant(s): Dan Breslauer Claimant Lawyers(s): Tally M. Wiener Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): James J. Fishman, Hugh N. Fryer, Alice Holly Oshins Hearing Site: New York, NY
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08-01874 | 06/29/2010 | Claimant(s): Associated Financial Group. Claimant Lawyers(s): G. Thomas Fleming Respondent(s): Thomas Ensign, Associated Securities Corp. Respondent Lawyers(s): G. Thomas Fleming, Thomas Ensign Arbitrator(s): Charles D. Underwood, David W. Stanton, Erick R. Zanner Hearing Site: Columbus, OH
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09-05002 | 06/29/2010 | Claimant(s): Michael Kokoszka Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Curtis Wright Respondent Lawyers(s): Joseph H. Spiegel Arbitrator(s): William P. Thorpe Hearing Site: Detroit, MI
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09-06424 | 06/29/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Brian Gass Respondent Lawyers(s): Brian Lewis Gass Arbitrator(s): Elwood C. Avery Hearing Site: Seattle, WA
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10-00169 | 06/29/2010 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Gregory B. Simon Respondent(s): William Bartok Respondent Lawyers(s): William John Bartok Arbitrator(s): Lester Friedman Hearing Site: San Francisco, CA
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09-00176 | 06/28/2010 | Claimant(s): Kevin Dirussa Claimant Lawyers(s): Jonathan Sack Respondent(s): Sterne, Agee & Leach. Respondent Lawyers(s): Stephen L. Poer Arbitrator(s): Louis H. Miron, Marvin Schleyer, Daniel P. Lund Hearing Site: Newark, NJ
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09-01452 | 06/28/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Ronald P. Kane Respondent(s): Respondent Lawyers(s): Arbitrator(s): Kenneth D. Bingham, Simeon R. Trotter, Robert R. Nursey Hearing Site: Dallas, TX
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09-01642 | 06/28/2010 | Claimant(s): Michael McMahon Claimant Lawyers(s): Shannon M. McDonough Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): James A. Lundberg, Andrew R. Dick, Gary L. Hansen Hearing Site: Minneapolis, MN
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09-04408 | 06/28/2010 | Claimant(s): Nicolas Billeaud Claimant Lawyers(s): Martin F. Gusy Respondent(s): HSBC Bank USA, N.A., HSBC North America Holdings., HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): David N. Brainin, Franklin P. Chapman, Blossom Nicinski Hearing Site: New York, NY
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