09-06086 | 07/15/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Felix Deacon Respondent Lawyers(s): Felix E. Deacon Arbitrator(s): Thomas W. Steed Hearing Site: Richmond, VA
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09-06537 | 07/15/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Steven Lawton Respondent Lawyers(s): Steven Michael Lawton Arbitrator(s): Ernest Fanwick Hearing Site: Providence, RI
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09-06726 | 07/15/2010 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Barry R. Temkin Respondent(s): Sharon Hubberman Respondent Lawyers(s): Sharon D. Hubberman Arbitrator(s): Edith M. Novack Hearing Site: Newark, NJ
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09-04033 | 07/14/2010 | Claimant(s): Scott Skinner Claimant Lawyers(s): Brian D. Buckstein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Audrey Y. Dupont Arbitrator(s): Steve R. Neuman, Larry J. Sklar, Matthew G. Wylie Hearing Site: Houston, TX
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10-00872 | 07/14/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mary Jo Cantu Respondent(s): Victor Bailey Respondent Lawyers(s): Victor Bailey Arbitrator(s): Mark A. Myers Hearing Site: Houston, TX
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08-04163 | 07/13/2010 | Claimant(s): Sandra Kobel Claimant Lawyers(s): Robert Ruotolo Respondent(s): Cessford Prentice, 1st Global Advisors., 1st Global Capital Corp., 1st Global Insurance Services., 1st Global Retirement Services., 1st Global. Respondent Lawyers(s): William N. Radford Arbitrator(s): Daniel A. Kile, Martha Z. Ralstin, Charles Lynn Schmidt Hearing Site: Dallas, TX
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09-05512 | 07/13/2010 | Claimant(s): Edgar Baker, Louise Baker Claimant Lawyers(s): John B. Dempsey Respondent(s): LPL Financial LLC, Mark Renzini, Virginia Traver, Comm Financial Services, Community Bank & Trust Respondent Lawyers(s): Amanda C. Hawley Arbitrator(s): Elizabeth A. McKinney, E. William Pastor, Paul J. Greco Hearing Site: Philadelphia, PA
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09-06571 | 07/13/2010 | Claimant(s): Edwin Lundgren Claimant Lawyers(s): E. Brent Lundgren Respondent(s): William Park Respondent Lawyers(s): William Brown Park Arbitrator(s): James A. Lundberg Hearing Site: Bismarck, ND
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10-00141 | 07/13/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): George Hovany Respondent Lawyers(s): George Edward Hovany Arbitrator(s): William M. Koziol Hearing Site: Chicago, IL
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07-00126 | 07/12/2010 | Claimant(s): Barry Goldenberg Claimant Lawyers(s): Alisa L. Silverstein Respondent(s): Richard McVey, MarketAxess Corporation Respondent Lawyers(s): David A. Picon Arbitrator(s): Robert A. Vaccaro, Michael Peter Yahr, Edward Peter Ryan Hearing Site: New York, NY
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