| 12-01476 | 05/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jeff Zimmerman
Respondent(s): James Kenny
Respondent Lawyers(s): James M. Kenny
Arbitrator(s): Robert L. Nisely, Leah R. Marks, Arthur M. Schoenberger
Hearing Site: New York, NY
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| 12-02407 | 05/08/2013 | Claimant(s): Sage, Rutty & Co..
Claimant Lawyers(s): James P. Nonkes
Respondent(s): Martin Lieber, William Boselli
Respondent Lawyers(s): Warren B. Rosenbaum
Arbitrator(s): Philip M. Marshall, Krista Gottlieb, Francis Xavior Daumen
Hearing Site: Buffalo, NY
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| 12-02733 | 05/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y Wayne
Respondent(s): Jaime Rojas Duputel
Respondent Lawyers(s): Jaime Felipe Rojas Duputel
Arbitrator(s): Michael A. Levin
Hearing Site: Miami, FL
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| 12-02921 | 05/08/2013 | Claimant(s): Longview Financial Group.
Claimant Lawyers(s): Bruce A. Schoenberg
Respondent(s): Christopher Cushman, Tsarina Branyan
Respondent Lawyers(s): Christopher Robert Cushman, Tsarina Lau Branyan
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
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| 12-01169 | 05/07/2013 | Claimant(s): Dustin Luckett
Claimant Lawyers(s): Theodore Walton
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Thomas M. L. Metzger
Arbitrator(s): Sharon R. Merriman
Hearing Site: Louisville, KY
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| 12-03585 | 05/07/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): David Anderson
Respondent Lawyers(s): David Steven Anderson
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
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| 12-03592 | 05/07/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): David Ouderkirk
Respondent Lawyers(s): David Dean Ouderkirk
Arbitrator(s): Robert G. Scott
Hearing Site: Wichita, KS
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| 10-04614 | 05/06/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Shawn Mesaros
Respondent Lawyers(s): Shawn Anthony Mesaros
Arbitrator(s): Dean J. Dietrich
Hearing Site: Seattle, WA
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| 11-02589 | 05/06/2013 | Claimant(s): Peter Chiang
Claimant Lawyers(s): Peter G. Chiang
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Patrick J. Folan
Arbitrator(s): Robert A. Yates, Lester G. Stiel, Joseph J. Woodford
Hearing Site: San Diego, CA
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| 12-02014 | 05/06/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan Brodherson
Respondent(s): Dale Ireland
Respondent Lawyers(s): William L. Haugh
Arbitrator(s): Carole Rollinson, Kathryn Ellen McDonnell, Jane A. Smith
Hearing Site: Washington, DC
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