23-00953 | 08/30/2024 | Claimant(s): Vicente Castillo Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Linette Figueroa-Torres Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-02860 | 08/30/2024 | Claimant(s): Paul Padovani Claimant Lawyers(s): Irwin Weltz Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr Arbitrator(s): Linda J. Baer Hearing Site: New York, NY
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23-02920 | 08/29/2024 | Claimant(s): Roberto De Jesus Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Linette Figueroa-Torres Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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22-00090 | 08/29/2024 | Claimant(s): International Assets Advisory, International Assets Investment Mgmt LLC Claimant Lawyers(s): Joshua A. Katz Respondent(s): Jacob Jansen Respondent Lawyers(s): Joseph B. Alonso Arbitrator(s): Michael J. Meeusen, Thomas J. Gmeinder, James Martell Martin Hearing Site: Minneapolis, MN
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23-02898 | 08/28/2024 | Claimant(s): Roberto de Jesus Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Linette Figueroa-Torres Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
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23-01164 | 08/28/2024 | Claimant(s): First Republic Investment Management, First Republic Securities Company Claimant Lawyers(s): Leonard Weintraub Respondent(s): Steven Levine Respondent Lawyers(s): Michael S. Taaffe Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff Hearing Site: Boca Raton, FL
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23-03290 | 08/28/2024 | Claimant(s): Eleanor Maguire Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mclaughlin Ryder Investments. Respondent Lawyers(s): Janet DeCosta Arbitrator(s): Tina E. Patterson Hearing Site: Washington, DC
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24-01066 | 08/28/2024 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Andrew DeLucia Respondent(s): Michael Magruder Respondent Lawyers(s): Michael Edwin Magruder Arbitrator(s): Robert H. Putnam Hearing Site: Birmingham, AL
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23-01795 | 08/28/2024 | Claimant(s): Michael Kuczinski Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): OSAIC Wealth, Investors Capital Corp. Respondent Lawyers(s): David Feldstein, Jennifer R. Cox Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA
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23-01024 | 08/26/2024 | Claimant(s): Samuel Wyman Claimant Lawyers(s): Craig A. Riha Respondent(s): Gilford Securities. Respondent Lawyers(s): Bonnie Sachs Arbitrator(s): Paul C. Kurland, Adam J. Ciffone, Melnia Annero Cordis Hearing Site: New York, NY
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