Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03648 | 08/02/2024 | Claimant(s): Mandisa Landry Claimant Lawyers(s): Thomas Momjian Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 23-00386 | 08/02/2024 | Claimant(s): Steward Partners Investment Solutions Claimant Lawyers(s): Michael T. Roche Respondent(s): Colton Jacob Respondent Lawyers(s): Robert E. Linkin Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 23-02821 | 08/02/2024 | Claimant(s): Joseph Liana Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | ||
| 23-03348 | 08/01/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 23-02846 | 07/31/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-02930 | 07/30/2024 | Claimant(s): Kevin McBarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-02914 | 07/30/2024 | Claimant(s): Roberto De Jesus Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-02889 | 07/29/2024 | Claimant(s): Jeannette Adcock Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Wintrust Investments LLC Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-00950 | 07/29/2024 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-01648 | 07/29/2024 | Claimant(s): Robin Garner Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Craig-Hallum Capital Group LLC Respondent Lawyers(s): Terrence J. Fleming Arbitrator(s): John P. Cullem, Oliver J. Janney, Monique Mavour Hearing Site: Tampa, FL |