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FINRA Awards

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Displaying 11,441-11,450 out of 11,487 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0448708/10/2007Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Jeffrey D. Hedlund
Respondent(s): David Bellinger
Respondent Lawyers(s): Jeffrey R. Martin
Arbitrator(s): William S. Tagerman, Stephen Z. Frank, Susan Lauder Stewart
Hearing Site: Boston, MA
05-0077108/09/2007Claimant(s):
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06-0459808/08/2007Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Frederick Ross
Respondent Lawyers(s): Steven J. Gard
Arbitrator(s): Robert H. Putnam, Chesley V. Morton, J. G. Long
Hearing Site: Atlanta, GA
06-0028108/06/2007Claimant(s): Elizabeth Purcell
Claimant Lawyers(s): Michael B. Roche
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Stuart M. Widman, Jeffrey W. Finke, Irving A. Chesler
Hearing Site: Chicago, IL
06-0469708/06/2007Claimant(s):
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06-0531308/01/2007Claimant(s):
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07-0007808/01/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Peter Dolan
Respondent Lawyers(s): Peter C. Dolan
Arbitrator(s): Dallas Whitney Coffman, Andrew Scott Rogovin, Maxwell J. Mahoney
Hearing Site: Boston, MA
07-0016608/01/2007Claimant(s):
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05-0574607/30/2007Claimant(s):
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11,487 Results

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