08-04452 | 05/06/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Christopher Hince Respondent Lawyers(s): Christopher Michael Hince Arbitrator(s): Jerry M. Helfand Hearing Site: Minneapolis, MN
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08-03163 | 05/05/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Thomas Dering Respondent Lawyers(s): Thomas H. Dering Arbitrator(s): John B. Ryan Hearing Site: Newark, NJ
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08-03225 | 05/05/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Michelle Feeley Respondent Lawyers(s): Michelle Murphy Feeley Arbitrator(s): John B. Morgan, Joseph M. Buffone, Preston V. Pumphrey Hearing Site: New York, NY
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08-04655 | 05/05/2009 | Claimant(s): Cory Zucker Claimant Lawyers(s): Cory Zucker Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Andrew H. Smith Arbitrator(s): Donald J. Zoeller Hearing Site: New York, NY
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06-05128 | 04/30/2009 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Kelli Bullington Respondent(s): Mark Healey Respondent Lawyers(s): Mark Francis Healey Arbitrator(s): Scott Pierce Hearing Site: New York, NY
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08-02895 | 04/30/2009 | Claimant(s): Mark Moran Claimant Lawyers(s): Derek C. Anderson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jerry M. Santangelo Arbitrator(s): George N. Roy, Thomas P. Delnoce, Jay Lawrence Witkin Hearing Site: Phoenix, AZ
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07-01535 | 04/29/2009 | Claimant(s): Wall Street Access Corporation Claimant Lawyers(s): Brian J. Neville Respondent(s): Scott Wertheim, CapTrust Financial Advisors Respondent Lawyers(s): Amie Flower Carmack Arbitrator(s): Paul C. Kurland, Edward Baer, Denzil J. Klippel Hearing Site: New York, NY
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07-02629 | 04/29/2009 | Claimant(s): GunnAllen Financial. Claimant Lawyers(s): Williard R. Knox Respondent(s): Carlos Bonilla, Jaime Diaz Respondent Lawyers(s): Richard A. Roth Arbitrator(s): Margaret M McQueeney, Denise N. Seegobin, Joseph Mark Hubbell Hearing Site: New York, NY
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08-02780 | 04/29/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Cliff G. Anderson Respondent(s): William Dahm Respondent Lawyers(s): William C. Dahm Arbitrator(s): Edward T. Borer, Peter D. Shelp, Kenneth Joseph Beahan Hearing Site: Philadelphia, PA
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08-01052 | 04/28/2009 | Claimant(s): Investment Professionals. Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Cary Scheer, Corey McCarty Respondent Lawyers(s): John R. Fahy Arbitrator(s): Robert L. Yeager, Melody A. Pruser, David A. Schuler Hearing Site: Dallas, TX
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