09-02556 | 10/09/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Frederick Scholer Respondent Lawyers(s): Frederick Scholer Arbitrator(s): Judith A. Payuk, Alan B. Fender, Susan Elaine Mersereau Hearing Site: Des Moines, IA
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08-02880 | 10/08/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Steven Becker Respondent Lawyers(s): William L. Hickman Arbitrator(s): Michael E. Nelson, Charles H. Lewis, Glenn E. Johnson Hearing Site: Oklahoma City, OK
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08-04981 | 10/07/2009 | Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): Craig Watanabe, Donald Bizub, Jon Hogen, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Erik R. Siering, Mary M. O'Neil, David Nielsen Hearing Site: Los Angeles, CA
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09-00886 | 10/07/2009 | Claimant(s): Douglas Lee Claimant Lawyers(s): Anthony Carabba Respondent(s): James Bovino, Trinity Trading Corp Respondent Lawyers(s): Barbara Gettenberg, James Joseph Bovino Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
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08-02993 | 10/06/2009 | Claimant(s): Michael Pappas Claimant Lawyers(s): Marc F. Colin Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Ann Hensler Arbitrator(s): Gene R. Thornton, Marilyn R. Lewis, Michael A. Ruderman Hearing Site: Denver, CO
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09-02096 | 10/05/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Gregory Eknoyan Respondent Lawyers(s): Gregory Winston Eknoyan Arbitrator(s): Gregory E. Muenster Hearing Site: Houston, TX
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08-04657 | 10/02/2009 | Claimant(s): Stanley Gregor Claimant Lawyers(s): Joseph Sullivan Respondent(s): Commerce Capital Markets. Respondent Lawyers(s): Joseph G. Antinori Arbitrator(s): Benham Fuhrman, John James McGovern, Stephen J. Scherf Hearing Site: Philadelphia, PA
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09-00253 | 10/02/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gabrell Chambers Respondent Lawyers(s): Gabrell Christian Chambers Arbitrator(s): Kenneth D. Bingham, David B. Dyer, David R. Steckler Hearing Site: Dallas, TX
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09-01574 | 10/02/2009 | Claimant(s): Bryant North Claimant Lawyers(s): Bryant Charles North Respondent(s): Alan Parker Respondent Lawyers(s): Alan R. Parker Arbitrator(s): George S. Willingham, Daniel H. Kolber, Royce Alan Burns Hearing Site: Atlanta, GA
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07-03076 | 10/01/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): M. Barker Respondent Lawyers(s): Tracy Barker Arbitrator(s): James Clifton Stone, Peter L. Pointer, John C. Schenkenfelder Hearing Site: Cincinnati, OH
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