Potomac Analytics' Logo

FINRA Awards for FSC Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 41 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0255009/01/2022Claimant(s): Drew Springer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, KMS Financial Services.
Respondent Lawyers(s): Gregory M. Curley, Jennifer R. Cox
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
21-0306608/18/2022Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Roger Bedillion
Respondent Lawyers(s): Michael J. Betts
Arbitrator(s): Barry Goldman, Peter Glasser, Mark A. Sipper
Hearing Site: Pittsburgh, PA
21-0189803/17/2022Claimant(s): William Crull
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation, UBS Financial Services Inc.
Respondent Lawyers(s): Andrew R. Park, Gregory Curley, John Murphy
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
21-0168501/28/2022Claimant(s): Paul Barr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert J. Scafuri
Hearing Site: Des Moines, IA
21-0071101/14/2022Claimant(s): Adam Hill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Columbus, OH
20-0410808/13/2021Claimant(s): Samuel Monchik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
20-0410708/11/2021Claimant(s): Richard Braverman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
20-0225606/24/2021Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): John Marty
Respondent Lawyers(s): John Eugene Marty
Arbitrator(s): Elmo E. Wedderburn, Mary Margaret Bush, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
20-0295706/15/2021Claimant(s): Ralph Adamo
Claimant Lawyers(s): Frances Menzer
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
20-0215401/26/2021Claimant(s): James Regitz Jr.
Claimant Lawyers(s): Harris Freedman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA

41 Results

Display: