Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03042 | 03/01/2024 | Claimant(s): Michael Dawson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 23-02777 | 02/29/2024 | Claimant(s): Daryl Allen Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 23-01723 | 09/11/2023 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY | ||
| 22-01560 | 02/14/2023 | Claimant(s): David Hirsch Claimant Lawyers(s): Heather B. Middleton Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley Hearing Site: New York, NY | ||
| 22-00365 | 08/10/2022 | Claimant(s): Alexander Ladage Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert C. Rice Hearing Site: Houston, TX | ||
| 20-00767 | 03/15/2021 | Claimant(s): Matthew Sotland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Kevin R. Zehe Hearing Site: Buffalo, NY | ||
| 20-02065 | 11/27/2020 | Claimant(s): John Morris Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | ||
| 19-03682 | 03/04/2020 | Claimant(s): Neil Konigsberg Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA |