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FINRA Awards for Newark, NJ

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Displaying 341-349 out of 349 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0214602/14/2008Claimant(s): Stifel, Nicolaus & Co.., Frank Whiteside, Robert Andresen, Stephen Jusick
Claimant Lawyers(s): Jeffrey J. Kalinowski, Robert Novack
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Scott J. Vold
Arbitrator(s): Robert S. Getman, Simone A. Muscarnera, Paul R. Walsh
Hearing Site: Newark, NJ
07-0151202/01/2008Claimant(s): Heath Goldstein
Claimant Lawyers(s): Heath Gary Goldstein
Respondent(s): Charles Ehnot, Deborah Ehnot, 1st Financial Services, DA-E Financial Group, Ltd t/a 1st Financ
Respondent Lawyers(s): Robert Murphy
Arbitrator(s): David C. Carter
Hearing Site: Newark, NJ
06-0213501/03/2008Claimant(s): Steven Nadler
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Investment
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Mark D. Quinn, Susan E. Harkins, Robert Philip Mather
Hearing Site: Newark, NJ
05-0112111/15/2007Claimant(s): Gailene Sarbak
Claimant Lawyers(s): John H Norton
Respondent(s): Bhikku Pai, Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Saverio J. Cina, James R. Greene, Lowell D. Johnston
Hearing Site: Newark, NJ
06-0012011/12/2007Claimant(s): Timothy Cappadona
Claimant Lawyers(s): Samuel L. Davis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Sheldon M. Finkelstein, Jeffrey Alan Helewitz, Dwight Wassong
Hearing Site: Newark, NJ
06-0282411/12/2007Claimant(s): Irving Becker
Claimant Lawyers(s): Jerome M. Selvers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Karen L. Palermo
Arbitrator(s): John P. Bannon, Martin A. Edelstein, Steven David Leader
Hearing Site: Newark, NJ
07-0024010/31/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Lawrence Scoloveno
Respondent Lawyers(s): Lawrence D. Scoloveno
Arbitrator(s): Sandralin J. Kiss, Virginia Kali Sourlis, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
06-0143010/26/2007Claimant(s): Anthony Tango
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harry D. Frisch, Joseph B. Russell, Howard W. Hirschhorn
Hearing Site: Newark, NJ
06-0460810/17/2007Claimant(s): Ronald Kramer
Claimant Lawyers(s): George L. Mahr
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Walter A. Kapuscinski, Edith M. Novack, Douglas John Baumann
Hearing Site: Newark, NJ

349 Results

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