Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02065 | 11/27/2020 | Claimant(s): John Morris Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | ||
| 20-01376 | 11/24/2020 | Claimant(s): Edmund Iannacone Claimant Lawyers(s): Brian Luther Respondent(s): Ameriprise Financial Services, UBS Financial Services Inc. Respondent Lawyers(s): Howard M. Klausmeier, Omar Perez Arbitrator(s): Martin R. Cramer Hearing Site: Newark, NJ | ||
| 20-01925 | 11/09/2020 | Claimant(s): Paul Stevens Claimant Lawyers(s): Omar Perez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00435 | 10/28/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-00427 | 10/27/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-03546 | 10/21/2020 | Claimant(s): John Slipek Claimant Lawyers(s): Scott Holcomb Respondent(s): NewBridge Securities Corp., Investors Capital Corp., J.P. Turner & Company Respondent Lawyers(s): David Feldstein, Gregg Breitbart Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 19-03816 | 10/19/2020 | Claimant(s): Timothy Burklow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Micalyn S. Harris Hearing Site: Newark, NJ | ||
| 20-00903 | 10/19/2020 | Claimant(s): William Sheehan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00428 | 10/14/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-03571 | 10/05/2020 | Claimant(s): Aaron Griswold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ |