Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03764 | 08/30/2013 | Claimant(s): Robert Sperber Claimant Lawyers(s): Brian Levin Respondent(s): Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Joseph L. Bernstein, Bernard A. Becker, Mark T. Burnam Hearing Site: Miami, FL | ||
| 13-00614 | 08/23/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ian L. Reynolds Respondent(s): Michael Davenport Respondent Lawyers(s): Michael Derrick Davenport Arbitrator(s): Bernard A. Becker Hearing Site: Miami, FL | ||
| 11-02772 | 08/13/2013 | Claimant(s): John Reeve Claimant Lawyers(s): Rodney K Vincent Respondent(s): Dennis Flanagan Respondent Lawyers(s): Aaron Resnick,Esq. Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL | ||
| 12-04237 | 05/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Jonathan Berg Respondent(s): Waldyr Prado Respondent Lawyers(s): Waldyr Prado Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | ||
| 12-01808 | 05/24/2013 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Leo Kogan Respondent(s): Julio Almeyda Respondent Lawyers(s): Julio Almeyda Arbitrator(s): Monroe Mitchel Hearing Site: Miami, FL | ||
| 12-03999 | 05/20/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Evaldo Guillama Respondent Lawyers(s): Carlos H. Gamez Arbitrator(s): Richard S. Zaifert, Kimberly A. Gilmour Hearing Site: Miami, FL | ||
| 12-02819 | 05/10/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Laura J. Starr Respondent(s): Anthony Garcia Respondent Lawyers(s): Anthony J. Garcia Arbitrator(s): Seth L. Finkel Hearing Site: Miami, FL | ||
| 12-02733 | 05/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Olga Y Wayne Respondent(s): Jaime Rojas Duputel Respondent Lawyers(s): Jaime Felipe Rojas Duputel Arbitrator(s): Michael A. Levin Hearing Site: Miami, FL | ||
| 12-01767 | 04/10/2013 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Ira N. Glauber Respondent(s): Julie Sheppard Respondent Lawyers(s): Julie Lynn Sheppard Arbitrator(s): Bernard A. Becker Hearing Site: Miami, FL | ||
| 12-03001 | 03/13/2013 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Deborah Dickstein Respondent(s): Richard Mercier Respondent Lawyers(s): Richard Mark Mercier Arbitrator(s): Lester M. Rosenberg Hearing Site: Miami, FL |