| 21-00082 | 12/16/2021 | Claimant(s): James Bales
Claimant Lawyers(s): James Cosby
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Edward R. Hipp, Lita S Menkin, Gordon M. Wase
Hearing Site: Norfolk, VA
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| 19-00446 | 06/26/2020 | Claimant(s): Alan Gottlob
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Private Consulting Group.
Respondent Lawyers(s): Robert L. Keys
Arbitrator(s): Alan J. Blocher, Gordon M. Wase, Robert E. Anderson
Hearing Site: Wilmington, DE
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| 17-02636 | 07/23/2018 | Claimant(s): Jason Scheurer
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services, First Union Brokerage Services., Infinex Investments.
Respondent Lawyers(s): Demian J. Betz, Gregg Breitbart
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | |
| 13-02329 | 09/04/2015 | Claimant(s): Donna Sabb
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Austin Davis, Collette Davis, Deborah Davis, Jordan Davis
Respondent Lawyers(s): Deborah Davis, Scott A. Petri
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-03131 | 01/15/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): Steve Marciniak
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Gordon M. Wase, John Joseph Borzi, Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
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| 12-01480 | 05/09/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Elizabeth A. Arismendy
Respondent(s): Christopher Mamunes
Respondent Lawyers(s): Thomas C. Costello
Arbitrator(s): Gordon M. Wase
Hearing Site: Baltimore, MD
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| 10-05352 | 06/23/2011 | Claimant(s): Clyde Mason
Claimant Lawyers(s): Clyde Alfonso Mason
Respondent(s): Doley Securities.
Respondent Lawyers(s): Robert V. Cornish
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | |
| 09-02853 | 08/17/2010 | Claimant(s): Richard Osman
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): James Weslow, Richard Plant
Respondent Lawyers(s): Edward E. Sharkey
Arbitrator(s): Richard A Compisi, Gordon M. Wase, Thomas E. Maloney
Hearing Site: Baltimore, MD
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