Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01425 | 03/17/2021 | Claimant(s): Adam Bishop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Jane Ann McKenzie Hearing Site: Seattle, WA | ||
| 20-02770 | 03/09/2021 | Claimant(s): Jason Plemons Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-02311 | 02/17/2021 | Claimant(s): Aaron Easter Claimant Lawyers(s): Brian Luther Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA | ||
| 20-01021 | 02/02/2021 | Claimant(s): Kirk Balin Claimant Lawyers(s): Kurt T. Kalberer II Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 20-01691 | 11/27/2020 | Claimant(s): Voya Financial Advisors. Claimant Lawyers(s): Brian J Palmeri Respondent(s): John Arnold Respondent Lawyers(s): John Richard Arnold Arbitrator(s): Bert P. Krages Hearing Site: Seattle, WA | ||
| 18-03048 | 11/03/2020 | Claimant(s): Julia Iunker Claimant Lawyers(s): Joshua Kons Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Peter H. Daly, David E. Crowe, Coradella E. Hartje Hearing Site: Seattle, WA | ||
| 20-00131 | 10/29/2020 | Claimant(s): Matthew Bumstead Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 20-00905 | 10/29/2020 | Claimant(s): George Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA | ||
| 20-00626 | 09/18/2020 | Claimant(s): Robert Dainard Claimant Lawyers(s): Adam C Pollet Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meaghan M. Gandy Arbitrator(s): David William Hickman, Kenneth James Pedersen, David E. Crowe Hearing Site: Seattle, WA | ||
| 19-03610 | 08/19/2020 | Claimant(s): Susan Lawrence Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA |