Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02992 | 07/12/2021 | Claimant(s): Kirk Mandlin Claimant Lawyers(s): Chelsea Masters Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): David William Hickman Hearing Site: Seattle, WA | ||
| 20-04013 | 06/21/2021 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-02502 | 06/01/2021 | Claimant(s): Melissa Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 21-00137 | 05/27/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing, Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Jeanette Stofleth Respondent Lawyers(s): Donna Mack Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 18-03894 | 05/18/2021 | Claimant(s): Stephen Guzylak Claimant Lawyers(s): Robert J Girard Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie Taylor Arbitrator(s): Robert M Stein, Dean J. Dietrich, Jeffry Canin Hearing Site: Seattle, WA | ||
| 20-03420 | 05/12/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Jameson Shin Respondent Lawyers(s): Jameson Jee Won Shin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | ||
| 20-02759 | 05/05/2021 | Claimant(s): Daniel Baumgartel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor Trafton Arbitrator(s): Francis Vincent Dane Hearing Site: Seattle, WA | ||
| 20-03102 | 05/03/2021 | Claimant(s): Phil Scott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-00990 | 03/25/2021 | Claimant(s): Charles Stanton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-01370 | 03/18/2021 | Claimant(s): Stephen Webb Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Clydia Jean Cuykendall Hearing Site: Seattle, WA |